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Tilray Brands, Inc. — Director's Dealing 2021
Aug 17, 2021
31988_dirs_2021-08-16_3dca478c-6a23-42d5-99f0-7bdcf9d56753.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tilray, Inc. (TLRY)
CIK: 0001731348
Period of Report: 2021-08-12
Reporting Person: SIMON IRWIN D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-12 | Class 2 Common Stock | M | 180251 | — | Acquired | 563385 | Direct |
| 2021-08-12 | Class 2 Common Stock | F | 90126 | $14.1 | Disposed | 473259 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-12 | Restricted Stock Units | $ | M | 180251 | Disposed | Class 2 Common Stock (180251) | Direct |
Footnotes
F1: These shares were retained by Tilray, Inc. via settlement on a net withholding basis in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of restricted stock units granted to the reporting person on August 12, 2020. None of these shares were sold in an open market transaction.
F2: Restricted stock units convert into shares of Tilray, Inc. Class 2 Common Stock on a one-for-one basis.
F3: On August 12, 2020, the reporting person was granted 360,502 restricted stock units with 50% vesting on August 12, 2021, and the remaining 50% vesting on August 12, 2022.