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Tilray Brands, Inc. — Director's Dealing 2021
Dec 17, 2021
31988_dirs_2021-12-17_ec85867e-4e9e-4abd-acca-e4f0547ea698.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MedMen Enterprises, Inc. (MMNFF)
CIK: 0001776932
Period of Report: 2021-08-17
Reporting Person: Tilray, Inc. (N/A)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant | $3.718 | 2022-04-23 | Class B Subordinate Voting Shares (917832) | Indirect | |
| Warrant | $4.29 | 2022-04-23 | Class B Subordinate Voting Shares (265152) | Indirect | |
| Warrant | $3.718 | 2022-05-22 | Class B Subordinate Voting Shares (3671329) | Indirect | |
| Warrant | $4.29 | 2022-05-22 | Class B Subordinate Voting Shares (1060606) | Indirect | |
| Warrant | $3.159 | 2022-07-12 | Class B Subordinate Voting Shares (1350309) | Indirect | |
| Warrant | $3.645 | 2022-07-12 | Class B Subordinate Voting Shares (390089) | Indirect | |
| Warrant | $1.0111 | 2022-11-27 | Class B Subordinate Voting Shares (1687492) | Indirect | |
| Warrant | $1.1667 | 2022-11-27 | Class B Subordinate Voting Shares (487497) | Indirect | |
| Warrant | $0.1529 | 2025-03-27 | Class B Subordinate Voting Shares (53139307) | Indirect | |
| Warrant | $0.1529 | 2025-04-24 | Class B Subordinate Voting Shares (10627861) | Indirect | |
| Warrant | $0.1529 | 2025-09-14 | Class B Subordinate Voting Shares (21255723) | Indirect | |
| Warrant | $0.1608 | 2026-01-11 | Class B Subordinate Voting Shares (40413468) | Indirect |
Footnotes
F1: The convertible notes and warrants are owned directly by Superhero Acquisition L.P. ("LP"). Superhero Acquisition Corp. ("Corp.") is the general partner of LP. Tilray, Inc. ("Tilray") owns approximately two-thirds of the outstanding equity interests in Corp. and approximately two-thirds of the outstanding equity interest in LP. Accordingly, for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Tilray may be deemed a beneficial owner with respect to securities held of record by LP and has shared voting and investment power with respect to such securities. Tilray disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.