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TILLY'S, INC. — Director's Dealing 2021
Mar 19, 2021
34528_dirs_2021-03-18_b147deb8-cba7-4024-aad9-328e6b2effd8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TILLY'S, INC. (TLYS)
CIK: 0001524025
Period of Report: 2021-03-17
Reporting Person: Kosoff Jonathon David (Chief Digital Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-17 | COMMON STOCK | X | 12500 | $4.07 | Acquired | 12500 | Direct |
| 2021-03-17 | COMMON STOCK | S | 12500 | $12.4156 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-17 | STOCK OPTION (RIGHT TO BUY) | $4.07 | X | 12500 | Disposed | 2030-03-17 | COMMON STOCK (12500) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.40 to $12.46. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price noted in this footnote.
F2: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.