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TILLY'S, INC. — Director's Dealing 2012
May 4, 2012
34528_dirs_2012-05-03_55d0b4db-01d2-48da-b624-8102cc3dea94.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TILLY'S, INC. (TLYS)
CIK: 0001524025
Period of Report: 2012-05-03
Reporting Person: DEMERIT CRAIG (VICE PRESIDENT, CIO & COO)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $8.98 | 2017-08-27 | CLASS A COMMON STOCK (30000) | Direct | |
| STOCK OPTION (RIGHT TO BUY) | $6.45 | 2019-04-20 | CLASS A COMMON STOCK (10000) | Direct | |
| STOCK OPTION (RIGHT TO BUY) | $8.98 | 2020-04-13 | CLASS A COMMON STOCK (50000) | Direct |
Footnotes
F1: The option is fully vested and is exercisable upon and following consummation of the Issuer's initial public offering ("IPO").
F2: 7,500 shares subject to the option are currently vested (2,500 shares vested on 4/20 of each of 2010, 2011 and 2012); the remaining 2,500 shares will vest on 4/20/13. The vested shares subject to the option are exercisable upon and following consummation of the IPO.
F3: 25,000 shares subject to the option are currently vested (12,500 shares vested on 4/13 of each of 2011 and 2012); the remaining shares will vest as to 12,500 shares on 4/13 of each of 2013 and 2014. The vested shares subject to the option are exercisable upon and following consummation of the IPO.