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thyssenkrupp AG Major Shareholding Notification 2024
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Major Shareholding Notification
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Voting Rights Announcements | 13 March 2024 15:13
thyssenkrupp AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
thyssenkrupp AG
thyssenkrupp AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
13.03.2024 / 15:13 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | thyssenkrupp AG |
| Street: | thyssenkrupp Allee 1 |
| Postal code: | 45143 |
| City: | Essen Germany |
| Legal Entity Identifier (LEI): | 549300UDG16DOYUPR330 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligationLegal entity: UBS Group AG
City of registered office, country: Zurich , Switzerland
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:07 March 2024
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.25 % | 1.05 % | 4.29 % | 622531741 |
| Previous notification | 2.49 % | 1.11 % | 3.6 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
|
| DE0007500001 | 0 | 20221548 | 0 % | 3.25 % |
| Total | 20221548 | 3.25 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to Recall Lent Shares | At any time | 2761189 | 0.44 % | |
| Right of Use over Shares | At any time | 489613 | 0.08 % | |
| Long Call Option | 21/06/2024 | 650000 | 0.1 % | |
| Right of Use over ADR (US88629Q2075) | At any time | 5 | 0 % | |
| Total | 3900807 | 0.63 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Right of use over Reverse Convertibles | At any time | Cash | 1523 | 0 % | |
| Short Put Option | 15/03/2024-19/12/2025 | Physical | 2605800 | 0.42 % | |
| Equity Swaps | 45839 | Cash | 1637 | 0 % | |
| Total | 2608960 | 0.42 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Switzerland AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Ltd | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management (Singapore) Ltd | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management Life Ltd | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Europe SE | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management (Americas) LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| Credit Suisse AG | % | % | % |
| Credit Suisse International | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| Credit Suisse AG | % | % | % |
| Credit Suisse Asset Management International Holding Ltd | % | % | % |
| Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG | % | % | % |
| Credit Suisse Funds AG | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
13 March 2024
13.03.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
| Language: | English |
| Company: | thyssenkrupp AG |
| thyssenkrupp Allee 1 | |
| 45143 Essen | |
| Germany | |
| Internet: | www.thyssenkrupp.com |
Weitere Informationen im Internet unter Investor Relations Further information can be found on our website under Investor Relations
| End of News | EQS News Service |