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ThredUp Inc. — Director's Dealing 2021
Mar 31, 2021
32033_dirs_2021-03-31_a66e0eff-3fd9-4d8e-8daa-e811f5ed7b72.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: ThredUp Inc. (TDUP)
CIK: 0001484778
Period of Report: 2021-03-25
Reporting Person: GS INVESTMENT STRATEGIES, LLC (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 247474 | Indirect |
| Common Stock | 270040 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series E Preferred Stock | $ | Common Stock (4026666) | Indirect | ||
| Series E Preferred Stock | $ | Common Stock (4394418) | Indirect | ||
| Series E-1 Preferred Stock | $ | Common Stock (764129) | Indirect | ||
| Series E-1 Preferred Stock | $ | Common Stock (833799) | Indirect | ||
| Series F Preferred Stock | $ | Common Stock (125039) | Indirect | ||
| Series F Preferred Stock | $ | Common Stock (136440) | Indirect |
Footnotes
F1: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Class B Common Stock is convertible into Class A Common Stock at any time at the option of the holder.
F2: These shares are held of record by Global Private Opportunities Partners II LP ("GPO II LP"). GS Investment Strategies, LLC ("GSIS"), a limited liability company incorporated under the laws of Delaware, is the investment manager of the GPOP II. GSIS disclaims beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: These shares are held of record by Global Private Opportunities Partners II Offshore Holdings LP ("GPO II Offshore"). GSIS is the investment manager of the GPOP II Offshore. GSIS disclaims beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4: Each share of Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") shall automatically convert into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date.