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THOR INDUSTRIES INC — Director's Dealing 2020
Oct 13, 2020
30955_dirs_2020-10-13_17092c34-6c92-4b79-b6a4-a4b4d2e620c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: THOR INDUSTRIES INC (THO)
CIK: 0000730263
Period of Report: 2020-10-08
Reporting Person: ORTHWEIN PETER BUSCH (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-08 | Common Stock | A | 1023 | — | Acquired | 910499 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 74783 | Indirect |
| Common Stock | 124000 | Indirect |
| Common Stock | 30000 | Indirect |
| Common Stock | 299700 | Indirect |
| Common Stock | 435556 | Indirect |
| Common Stock | 68780 | Indirect |
Footnotes
F1: These shares are held for the account of the Trust FBO Peter B. Orthwein, of which the reporting person is the trustee and beneficiary.
F2: These shares are held for the account of the Adolphus Busch Orthwein Trust for the benefit of the reporting person's children. The reporting person is one of the trustees of the trust.
F3: These shares are held for the account of a trust for the benefit of the reporting person's half-brother. The reporting person is one of the trustees of the trust.
F4: These shares are held for the account of the PBO-BMO Descendants Trust, of which the reporting person is the sole trustee and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares.
F5: These shares are held by the reporting person's grantor retained annuity trust. The figure in column 5 reflects the return of 64,444 shares to the reporting person in satisfaction of trust annuity obligations, which shares are now reported as directly held.
F6: The transaction reported is a grant of restricted stock units that may be settled only by delivery of an equal number of shares of common stock. The shares will fully vest on October 8, 2021, the first anniversary of the date of grant.
F7: These shares are held for the account of the reporting person's spouse.