THOR INDUSTRIES INC — Director's Dealing 2018

Oct 17, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: THOR INDUSTRIES INC (THO)
CIK: 0000730263
Period of Report: 2018-10-15

Reporting Person: ORTHWEIN PETER BUSCH (Director, Exec. Chairman of the Board)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-10-15	Common Stock	S	500000	—	Disposed	0	Indirect
2018-10-15	Common Stock	P	500000	—	Acquired	1387452	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	37255	Indirect
Common Stock	74783	Indirect
Common Stock	124000	Indirect
Common Stock	30000	Indirect
Common Stock	299700	Indirect
Common Stock	67440	Indirect

Footnotes

F1: These shares are held for the benefit of a charitable annuity trust of which the reporting person and his spouse are the trustees and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares.

F2: These shares are held for the account of the Trust FBO Peter B. Orthwein, of which the reporting person is the trustee and beneficiary.

F3: These shares are held for the account of the Adolphus Busch Orthwein Trust for the benefit of the reporting person's children. The reporting person is one of the trustees of the trust.

F4: These shares are held for the account of a trust for the benefit of the reporting person's half-brother. The reporting person is one of the trustees of the trust.

F5: These shares are held for the account of the PBO-BMO Descendants Trust, of which the reporting person is the sole trustee and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares.

F6: These shares are held for the account of the reporting person's spouse.

F7: The shares reported as sold in this row were previously held by the reporting person's grantor retained annuity trust. The terms of the trust provide that the settlor may reacquire any asset forming part of the trust estate by substituting other property of an equivalent value. On October 15, 2018, the trust transferred these shares to the reporting person in exchange for the substitution of a promissory note executed by the reporting person in favor of the trust for $40,526,250. The reporting person is reporting this transaction in the event that it is considered a purchase transaction as opposed to a mere change in form of beneficial ownership.

F8: The shares reported as purchased in this row were previously held by the reporting person's grantor retained annuity trust. The terms of the trust provide that the settlor may reacquire any asset forming part of the trust estate by substituting other property of an equivalent value. On October 15, 2018, the trust transferred these shares to the reporting person in exchange for the substitution of a promissory note executed by the reporting person in favor of the trust for $40,526,250. The reporting person is reporting this transaction in the event that it is considered a purchase transaction as opposed to a mere change in form of beneficial ownership.