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THOR INDUSTRIES INC — Director's Dealing 2013
Dec 20, 2013
30955_dirs_2013-12-20_bb46b0a8-959c-474d-98b3-5e9743c6ecf6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: THOR INDUSTRIES INC (THO)
CIK: 0000730263
Period of Report: 2013-11-25
Reporting Person: ORTHWEIN PETER BUSCH (Director, Exec. Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-25 | Common Stock | W | 16200 | — | Acquired | 1417700 | Direct |
| 2013-11-25 | Common Stock | W | 1632 | — | Acquired | 1419332 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 65400 | Indirect |
| Common Stock | 56400 | Indirect |
| Common Stock | 62823 | Indirect |
| Common Stock | 299700 | Indirect |
| Common Stock | 124000 | Indirect |
| Common Stock | 30000 | Indirect |
| Common Stock | 318368 | Indirect |
Footnotes
F1: This transaction involved a transfer of Shares to the Reporting Person from the account of a trust for the Reporting Person's father upon the death of such person.
F2: This transaction involved a transfer of Shares to the Reporting Person from the account of the Orthwein Investment Group D, L.P. (the "Investment Group") in which the Reporting Person previously held a 0.51% limited partnership interest and a 51% general partnership interest. The transfer of the Shares occurred upon the dissolution of the Investment Group upon the death of the Reporting Person's father.
F3: These Shares are held for the account of the Reporting Person's wife.
F4: These Shares are held for the account of the Reporting Person's wife as custodian to the Reporting Person's youngest child.
F5: These Shares are held for the account of a charitable annuity trust (the "Charitable Trust") of which the Reporting Person and his wife are trustees and of which the Reporting Person's three youngest children are beneficiaries. The Reporting Person continues to report beneficial ownership of the Shares held for the account of the Charitable Trust but disclaims beneficial ownership except to the extent of the pecuniary interest of the Reporting Person, his wife and his three youngest children in the Charitable Trust.
F6: These Shares are held for the account of the PBO-BMO Descendants Trust (the "PBO-BMO Trust") of which the Reporting Person is the sole trustee and of which the Reporting Person's three youngest children are beneficiaries. The Reporting Person continues to report beneficial ownership of the Shares held for the account of the PBO-BMO Trust but disclaims beneficial ownership except to the extent of the pecuniary interest of the Reporting Person, his wife and his three youngest children in the Trust.
F7: These Shares are held for the account of Adolphus Busch Orthwein Trust (the "AB Trust") for the benefit of the Reporting Person's children. The Reporting Person is one of the trustees of the AB Trust.
F8: These Shares are held for the account of a trust for the Reporting Person's half-brother. The Reporting Person is one of the three trustees of this trust.
F9: These Shares are held for the account of The Indenture of Trust of Adolphus Busch Orthwein (the "Indenture of Trust") of which the Reporting Person is a co-trustee and of which the heirs of the Reporting Person's father's estate are beneficiaries. The Reporting Person disclaims beneficial ownership of the Shares held for the account of the Indenture of Trust except to the extent of his pecuniary interest in such Shares.