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THOR INDUSTRIES INC — Director's Dealing 2012
Dec 18, 2012
30955_dirs_2012-12-18_617be8dc-6250-4aa8-9556-ac3cb7cefdb1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: THOR INDUSTRIES INC (THO)
CIK: 0000730263
Period of Report: 2012-12-04
Reporting Person: ORTHWEIN PETER BUSCH (Director, Chairman of the Board and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-04 | Common Stock | G | 7700 | — | Disposed | 1407000 | Direct |
| 2012-12-04 | Common Stock | G | 700 | — | Acquired | 64900 | Indirect |
| 2012-12-04 | Common Stock | G | 700 | — | Acquired | 55900 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 72587 | Indirect |
| Common Stock | 299700 | Indirect |
| Common Stock | 124000 | Indirect |
| Common Stock | 30000 | Indirect |
| Common Stock | 320000 | Indirect |
Footnotes
F1: These Shares are held for the account of the Reporting Person's wife. On December 4, 2012, the Reporting Person gifted a total of 7,700 shares, of which 700 shares were gifted to the Reporting Person's wife.
F2: These Shares are held for the account of the Reporting Person's wife as custodian for the Reporting Person's youngest child. On December 4, 2012, the Reporting Person gifted a total of 7,700 shares, of which 700 shares were gifted to the Reporting Person's wife as custodian for the Reporting Person's youngest child.
F3: These Shares are held for the account of a charitable annuity trust (the "Charitable Trust") of which the Reporting Person and his wife are trustees and of which the Reporting Person's three youngest children are beneficiaries. The Reporting Person continues to report beneficial ownership of the Shares held for the account of the Charitable Trust but disclaims beneficial ownership except to the extent of the pecuniary interest of the Reporting Person, his wife and his three youngest children in the Charitable Trust.
F4: These Shares are held for the account of the PBO-BMO Descendants Trust (the "PBO-BMO Trust") of which the Reporting Person is the sole trustee and of which the Reporting Person's three youngest children are beneficiaries. The Reporting Person continues to report beneficial ownership of the Shares held for the account of the PBO-BMO Trust but disclaims beneficial ownership except to the extent of the pecuniary interest of the Reporting Person, his wife and his three youngest children in the Trust.
F5: These Shares are held for the account of Adolphus Busch Orthwein Trust (the "AB Trust") for the benefit of the Reporting Person's children. The Reporting Person is one of the trustees of the AB Trust.
F6: These Shares are held for the account of a trust for the Reporting Person's half-brother. The Reporting Person is one of the three trustees of this trust.
F7: These Shares are held for the account of the Orthwein Investment Group D, L.P. (the "Investment Group"). The Reporting Person has a 0.51% limited partnership interest in the Investment Group and a 51% general partnership interest in the Investment Group. The Reporting Person disclaims beneficial ownership of the Shares held for the account of the Investment Group except to the extent of his pecuniary interest in such Shares.