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THOMSON REUTERS CORP /CAN/ — Director's Dealing 2017
Sep 12, 2017
29907_dirs_2017-09-12_0564628c-9f15-4dbf-981c-91e3d36f1e8a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alteryx, Inc. (AYX)
CIK: 0001689923
Period of Report: 2017-09-12
Reporting Person: THOMSON REUTERS CORP /CAN/ (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-12 | Class A Common Stock | C | 2000000 | — | Acquired | 2000000 | Indirect |
| 2017-09-12 | Class A Common Stock | S | 2000000 | $20.2406 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-12 | Class B Common Stock | $ | C | 2000000 | Disposed | Class A Common Stock (2000000) | Indirect |
Footnotes
F1: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
F2: Indirectly held through Thomson Reuters U.S. LLC, a Delaware limited liability company, a wholly-owned indirect subsidiary of the reporting person.
F3: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.