AI assistant
Third Coast Bancshares, Inc. — Director's Dealing 2021
Nov 9, 2021
32738_dirs_2021-11-08_fd28d165-ab8f-42ea-b3d6-ec1b7938a198.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Third Coast Bancshares, Inc. (TCBX)
CIK: 0001781730
Period of Report: 2021-11-08
Reporting Person: Legato Donald C (See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Direct |
| Common Stock | 12500 | Indirect |
| Common Stock | 2354 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.00 | 2022-03-01 | Common Stock (500) | Direct | |
| Employee Stock Option (right to buy) | $11.00 | 2024-03-31 | Common Stock (2000) | Direct | |
| Employee Stock Option (right to buy) | $11.00 | 2024-05-01 | Common Stock (500) | Direct | |
| Employee Stock Option (right to buy) | $11.00 | 2024-12-31 | Common Stock (10000) | Direct | |
| Employee Stock Option (right to buy) | $13.00 | 2027-01-31 | Common Stock (4000) | Direct | |
| Employee Stock Option (right to buy) | $16.00 | 2028-04-01 | Common Stock (4000) | Direct | |
| Employee Stock Option (right to buy) | $16.30 | 2029-01-01 | Common Stock (15000) | Direct | |
| Employee Stock Option (right to buy) | $16.30 | 2029-01-01 | Common Stock (3000) | Direct | |
| Employee Stock Option (right to buy) | $16.78 | 2030-01-01 | Common Stock (10000) | Direct | |
| Employee Stock Option (right to buy) | $16.43 | 2031-01-01 | Common Stock (1000) | Direct | |
| Employee Stock Option (right to buy) | $16.43 | 2031-04-01 | Common Stock (6000) | Direct |
Footnotes
F1: Includes 5,000 shares of restricted stock that will vest in equal increments on an annual basis over a three-year period beginning on November 8, 2022.
F2: This option vests in five equal annual installments beginning on January 31, 2018.
F3: This option vests in five equal annual installments beginning on April 1, 2019.
F4: This option vests in five equal annual installments beginning on January 1, 2020.
F5: This option vests in five equal annual installments beginning on January 1, 2021.
F6: This option vests in five equal annual installments beginning on January 1, 2022.
F7: This option vests in five equal annual installments beginning on April 1, 2022.