Third Coast Bancshares, Inc. — Director's Dealing 2021

Nov 9, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Third Coast Bancshares, Inc. (TCBX)
CIK: 0001781730
Period of Report: 2021-11-08

Reporting Person: Caraway Bart (Director, See Remarks)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	21350	Direct
Common Stock	2746	Indirect
Common Stock	2616	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$11.00	2024-12-31	Common Stock (50000)		Direct
Warrant (right to buy)	$11.00	2023-07-01	Common Stock (857)		Direct
Employee Stock Option (right to buy)	$11.00	2024-12-31	Common Stock (4850)		Direct
Employee Stock Option (right to buy)	$11.00	2024-12-31	Common Stock (19450)		Direct
Employee Stock Option (right to buy)	$11.00	2024-12-31	Common Stock (19400)		Direct
Employee Stock Option (right to buy)	$13.00	2027-02-23	Common Stock (14000)		Direct
Employee Stock Option (right to buy)	$16.30	2028-07-19	Common Stock (100000)		Direct
Employee Stock Option (right to buy)	$16.78	2030-01-01	Common Stock (33500)		Direct
Employee Stock Option (right to buy)	$16.43	2031-01-01	Common Stock (13500)		Direct

Footnotes

F1: Includes 11,500 shares of restricted stock that will vest in equal increments on an annual basis over a three-year period beginning on November 8, 2022.

F2: The option vests in five equal annual installments beginning on February 23, 2018.

F3: The option vested as to 20,000 shares on July 19, 2018. The option vests as to the remaining shares in four equal annual installments beginning on January 1, 2019.

F4: The option vests in five equal annual installments beginning on January 1, 2021.

F5: The option vests in five equal annual installments beginning on January 1, 2022.