Third Coast Bancshares, Inc. — Director's Dealing 2021

Nov 9, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Third Coast Bancshares, Inc. (TCBX)
CIK: 0001781730
Period of Report: 2021-11-08

Reporting Person: Basaldua Martin (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4500	Direct
Common Stock	36248	Indirect
Common Stock	29905	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$11.00	2024-03-31	Common Stock (5000)		Direct
Warrant (right to buy)	$11.00	2023-07-01	Common Stock (857)		Direct
Stock Option (right to buy)	$11.00	2024-12-31	Common Stock (3750)		Direct
Stock Option (right to buy)	$16.00	2027-12-21	Common Stock (5000)		Direct
Stock Option (right to buy)	$16.43	2031-01-01	Common Stock (6000)		Direct

Footnotes

F1: Includes 2,000 shares of restricted stock that will vest in equal increments on an annual basis over a two-year period beginning on November 8, 2022.

F2: The option vests in five equal installments beginning on December 21, 2018.

F3: The option vests in two equal installments beginning on January 1, 2022.