Third Coast Bancshares, Inc. — Director's Dealing 2021

Nov 9, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Third Coast Bancshares, Inc. (TCBX)
CIK: 0001781730
Period of Report: 2021-11-08

Reporting Person: MCWHORTER RICHARD J (Chief Financial Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	79297	Direct
Common Stock	55538	Indirect
Common Stock	61343	Indirect
Common Stock	2282	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$13.00	2026-11-10	Common Stock (400)		Direct
Employee Stock Option (right to buy)	$16.00	2028-02-01	Common Stock (800)		Direct
Employee Stock Option (right to buy)	$16.30	2029-01-01	Common Stock (12000)		Direct
Employee Stock Option (right to buy)	$16.78	2030-01-01	Common Stock (1600)		Direct
Employee Stock Option (right to buy)	$16.43	2031-01-01	Common Stock (1000)		Direct

Footnotes

F1: Includes 6,750 shares of restricted stock that will vest in equal increments on an annual basis over a three-year period beginning on November 8, 2022.

F2: The option vests in two equal annual installments beginning on February 1, 2022.

F3: The option vests in three equal annual installments beginning on January 1, 2022.

F4: The option vests in four equal annual installments beginning on January 1, 2022.

F5: The option vests in five equal annual installments beginning on January 1, 2022.