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TheRealReal, Inc. — Director's Dealing 2020
Aug 20, 2020
32062_dirs_2020-08-20_e4308b82-bb0f-4a23-a8f4-022dfd97a057.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TheRealReal, Inc. (REAL)
CIK: 0001573221
Period of Report: 2020-08-18
Reporting Person: Bjork Fredrik (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-18 | Common Stock | M | 23000 | $3.48 | Acquired | 237663 | Direct |
| 2020-08-18 | Common Stock | S | 23000 | $18.0 | Disposed | 214663 | Direct |
| 2020-08-18 | Common Stock | M | 55245 | $2.68 | Acquired | 269908 | Direct |
| 2020-08-18 | Common Stock | S | 55245 | $18.0 | Disposed | 214663 | Direct |
| 2020-08-18 | Common Stock | M | 35380 | $2.68 | Acquired | 250043 | Direct |
| 2020-08-18 | Common Stock | S | 35380 | $18.0 | Disposed | 214663 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-18 | Incentive Stock Option (right to buy) | $2.68 | M | 55245 | Disposed | 2027-09-21 | Common Stock (55245) | Direct |
| 2020-08-18 | Incentive Stock Option (right to buy) | $3.48 | M | 23000 | Disposed | 2025-12-17 | Common Stock (23000) | Direct |
| 2020-08-18 | Non-Qualified Stock Option (right to buy) | $2.68 | M | 35380 | Disposed | 2027-09-21 | Common Stock (35380) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2019, as amended.
F2: This option vests in 48 substantially equal monthly installments beginning on October 21, 2017, and subject to the reporting person's continuous service as of each vesting date thereafter and is subject to acceleration upon certain events
F3: The option, representing the right to purchase a total of 23,000 shares of TheRealReal, Inc. common stock, became fully exercisable on December 17, 2019.