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TherapeuticsMD, Inc. — Director's Dealing 2021
May 13, 2021
35134_dirs_2021-05-12_a6c64d6e-cd0b-4223-9e89-5ce49a2807d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TherapeuticsMD, Inc. (TXMD)
CIK: 0000025743
Period of Report: 2021-05-10
Reporting Person: Milligan John C.K. IV (Secretary/CEO of subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock | M | 103500 | — | Acquired | 1796955 | Direct |
| 2021-05-11 | Common Stock | S | 44252 | $1.04 | Disposed | 1752703 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Restricted Stock Units | $0 | M | 103500 | Disposed | Common Stock (103500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3582373 | Indirect |
Footnotes
F1: On May 10, 2021, the reporting person received 103,500 shares of issuer common stock in settlement of restricted stock units (RSUs), which vested on March 30, 2021.
F2: The reported securities represent shares of issuer common stock sold upon settlement to satisfy tax obligations.
F3: Shares are owned by John C.K. Milligan Revocable Trust U/A 08/10/2009, as amended.
F4: Each RSU represents a contingent right to receive one share of issuer common stock upon settlement.
F5: The RSUs vest in three equal installments annually beginning March 30, 2021, becoming fully vested on March 30, 2023.