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TherapeuticsMD, Inc. — Director's Dealing 2018
Sep 25, 2018
35134_dirs_2018-09-24_c5af36c5-ed23-4c5c-8a10-b6fa2a10f2b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TherapeuticsMD, Inc. (TXMD)
CIK: 0000025743
Period of Report: 2018-09-20
Reporting Person: Finizio Robert G (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-20 | Common Stock | M | 92000 | $0.1018 | Acquired | 18485559 | Direct |
| 2018-09-20 | Common Stock | S | 92000 | $6.58 | Disposed | 18393559 | Direct |
| 2018-09-21 | Common Stock | M | 92000 | $0.1018 | Acquired | 18485559 | Direct |
| 2018-09-21 | Common Stock | S | 92000 | $6.67 | Disposed | 18393559 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-20 | Non-Qualified Stock Option (right to buy) | $0.1018 | M | 92000 | Disposed | 2019-01-01 | Common Stock (92000) | Direct |
| 2018-09-21 | Non-Qualified Stock Option (right to buy) | $0.1018 | M | 92000 | Disposed | 2019-01-01 | Common Stock (92000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1335136 | Indirect |
| Common Stock | 664864 | Indirect |
Footnotes
F1: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.32 to $6.755, inclusive. The reporting person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.51 to $6.92, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: By the Reporting Person's Grantor-Retained Annuity Trust.
F5: By Robert Finizio Revocable Trust.