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The9 LTD — Major Shareholding Notification 2009
Feb 13, 2009
33941_mrq_2009-02-13_64075187-713f-4378-b7ca-f67b340336f8.zip
Major Shareholding Notification
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SC 13G/A 1 h03103sc13gza.htm SCHEDULE 13G/A Schedule 13G/A PAGEBREAK
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934 (Amendment No. 2)*
The9 Limited
(Name of Issuer)
Ordinary Shares
(Title of Class of Securities)
88337K104
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
- The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
PAGEBREAK
CUSIP No. 88337K104
| 1 | NAMES OF REPORTING PERSONS Jun Zhu | |
|---|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) o | ||
| (b) þ | ||
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Peoples Republic of China | ||
| 5 | SOLE VOTING POWER | |
| NUMBER OF | 5,985,383 ordinary shares. Incsight Limited may also be deemed to have sole voting power with respect to the above shares. | |
| SHARES | 6 | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 10,597,905 ordinary shares. Incsight Limited, of which Jun Zhu is the sole owner and director, may be deemed to have shared voting power with Bosma Limited with respect to the above shares. | |
| EACH | 7 | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 5,985,383 ordinary shares. Incsight Limited may also be deemed to have sole dispositive power with respect to the above shares. | |
| WITH: | 8 | SHARED DISPOSITIVE POWER |
| See item 7. | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 5,985,383 ordinary shares | ||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| 21.3% | ||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IN |
PAGEBREAK
CUSIP No. 88337K104
| 1 | NAMES OF REPORTING PERSONS Incsight Limited | |
|---|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) o | ||
| (b) þ | ||
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| British Virgin Islands | ||
| 5 | SOLE VOTING POWER | |
| NUMBER OF | 5,985,383 ordinary shares. Jun Zhu may also be deemed to have sole voting power with respect to the above shares. | |
| SHARES | 6 | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 10,597,905 ordinary shares. Incsight Limited may be deemed to have shared voting power with Bosma Limited with respect to the above shares. | |
| EACH | 7 | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 5,985,383 ordinary shares. Jun Zhu may also be deemed to have sole dispositive power with respect to the above shares. | |
| WITH: | 8 | SHARED DISPOSITIVE POWER |
| See item 7. | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 5,985,383 ordinary shares | ||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| 21.3% | ||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| CO |
PAGEBREAK
CUSIP No. 88337K104
| ITEM 1(a). | NAME OF ISSUER: |
|---|---|
| The9 Limited | |
| ITEM 1(b). | ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES: |
| Building No. 3, 690 Bibo Road | |
| Zhangjiang Hi-tech Park, Pudong New Area | |
| Shanghai 201203, Peoples Republic of China | |
| ITEM 2(a). | NAME OF PERSON FILING: |
| Jun Zhu | |
| Incsight Limited | |
| ITEM 2(b). | ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: |
| Jun Zhu | |
| Building No. 3, 690 Bibo Road | |
| Zhangjiang Hi-tech Park, Pudong New Area | |
| Shanghai 201203, Peoples Republic of China | |
| Incsight Limited | |
| c/o Jun Zhu | |
| Building No. 3, 690 Bibo Road | |
| Zhangjiang Hi-tech Park, Pudong New Area | |
| Shanghai 201203, Peoples Republic of China | |
| ITEM 2(c) | CITIZENSHIP: |
| Jun Zhu Peoples Republic of China | |
| Incsight Limited British Virgin Islands | |
| ITEM 2(d). | TITLE OF CLASS OF SECURITIES: |
| Ordinary Shares, par value US$0.01 per share | |
| ITEM 2(e). | CUSIP NUMBER: |
| 88337K104 | |
| ITEM 3. | Not Applicable |
| ITEM 4. | OWNERSHIP. |
| The following information with respect to the ownership of the Ordinary Shares of the issuer | |
| by the Reporting Person is provided as of December 31, 2008: |
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PAGEBREAK
| Amount | Sole power to vote | Shared power to | Sole power to — dispose or to | Shared power to — dispose or to | ||
|---|---|---|---|---|---|---|
| beneficially | Percent of | or direct | vote or to direct | direct the | direct the | |
| Reporting Person | owned: | class: | the vote: | the vote: | disposition of: | disposition of: |
| Jun Zhu | 5,985,383 | 21.25% | 5,985,383 | 10,597,905 | 5,985,383 | 0 |
| Incsight Limited | 5,985,383 | 21.25% | 5,985,383 | 10,597,905 | 5,985,383 | 0 |
(Percent of class based on approximately 28,166,041 ordinary shares outstanding as of December 31, 2008, which includes warrants to purchase 138,049 ordinary shares exercisable within 60 days after December 31, 2008).
| | Incsight Limited, a British Virgin Islands company, is the record owner of 5,847,334 ordinary shares of The9 Limited and warrants to purchase 138,049 ordinary shares of The9 Limited exercisable within 60 days after December 31, 2008. Jun Zhu is the sole owner and director of Incsight Limited. Pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended (the Exchange Act), and the rules promulgated thereunder, Jun Zhu may be deemed to beneficially own all of the shares held by Incsight Limited. | | --- | --- | | | See Item 8 below regarding Incsight Limiteds membership in a group comprised of itself and Bosma Limited. | | ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. | | | Not applicable | | ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON . | | | Not applicable | | ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. | | | Not applicable | | ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP . | | | Incsight Limited and Bosma Limited are parties to a Voting Agreement, dated November 26, 2004 (the Voting Agreement) with respect to the election of The9 Limiteds board of directors. Pursuant to the rules promulgated under the Exchange Act, parties to the Voting Agreement may be considered members of a group and therefore deemed to be beneficial owners of the shares held by each other party to the Voting Agreement. This Schedule 13G/A-2 acknowledges the existence of the Voting Agreement and the potential attribution of the shares held by Bosma Limited to Incsight Limited; however, Incsight Limited expressly disclaims the beneficial ownership of the shares held by Bosma Limited, and Bosma Limited is not participating in the filing of this Schedule 13G/A-2. The |
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| | number of shares beneficially owned by each reporting person with shared voting power reflected above is based upon 5,847,334 shares believed to be owned by Bosma Limited. | | --- | --- | | ITEM 9. | NOTICE OF DISSOLUTION OF GROUP . | | | Not applicable | | ITEM 10. | CERTIFICATION. | | | Not applicable |
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 13, 2009
| Jun Zhu | /s/ Jun Zhu | |
|---|---|---|
| Jun Zhu | ||
| Incsight Limited | By: | /s/ Jun Zhu |
| Name: | Jun Zhu | |
| Title: | Director |
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LIST OF EXHIBITS
| Exhibit No. | Description |
|---|---|
| A | Joint Filing Agreement |
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EXHIBIT A: Joint Filing Agreement
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G/A-2 referred to below) on behalf of each of them of a statement on Schedule 13G/A-2 (including amendments thereto) with respect to the Ordinary Shares, par value $0.01 per share, of The9 Limited, a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
[ Remainder of this page has been left intentionally blank .]
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Signature Page
IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of the 13th day of February, 2009.
| Jun Zhu | /s/ Jun Zhu | |
|---|---|---|
| Jun Zhu | ||
| Incsight Limited | By: | /s/ Jun Zhu |
| Name: | Jun Zhu | |
| Title: | Director |
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