The Phoenix Mills Ltd. — Regulatory Filings 2019

Oct 21, 2019

==> picture [18 x 841] intentionally omitted <==

.. �_. THE PHOENIX MILLS LIMITED 9"

Corp. Office : Shree Laxmi Woolen Mills Estate, 2nd Floor, R.R. Hosiery, Off Dr. E. Moses Rd. Mahalaxmi, Mumbai - 400 011 Tel : (022) 3001 6600 Fax : (022) 3001 6601 CIN No.: L17100MH1905PLC000200

October 21, 2019

To,

National Stock Exchange of India Limited

BSE Limited

Exchange Plaza, Bandra-Kurla Complex, Bandra East, Mumbai- 400051

Phiroze Jeejeebhoy Towers Dalal Street, Fort, Mumbai- 400 001

~~Sec~~ urit code: 503100

Symbol: PHOENIXLTD

Dear Sir( s ),

Sub: Complance Certificate under Regulation 40(9) of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations. 2015 fr the half year ended September 30, 2019

Pursuant to Regulation 40(10) of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 ("Listing Regulations"), please find enclosed herewith the Compliance Certificate dated October 17, 2019 issued by M/s Rathi & Associates, Practicing Company Secretaries, confirming compliance of Regulation 40(9) of Listing Regulations for the half year ended on September 30, 2019.

You are requested to kindly take the same on record.

Thanking you,

Yours faithfully,

For The Phoenix Mills Limited

==> picture [83 x 84] intentionally omitted <==

==> picture [100 x 48] intentionally omitted <==

Gajendra Mewara Company Secretary

Encl.: as above

Regd. Office: The Phoenix Mills Ltd., 462 Senapati Ba[p] at Marg, Lower Parel, Mumbai 400 013. •Tel: (022) 2496 4307 / 8 / 9 • Fax: (022) 2493 8388 E-mail : info[@] thephoenixmills.com • www.thephoenixmills.com

& !l(Jitni .9ls ociates COMPANY SECRETARIES

A-303, Prathamesh, 3rd Floor, Raghuvanshi Mills Compound, 11-12, Senapati Bapat Marg, Lower Parel (W), Mumbai - 400 013. Tel.: 4076 4444 / 2491 1222 •Fax: 4076 4466 •E-mail: associates.rathi8@gmail.com

COMPLIANCE CERTIFICATE UNDER REGULATION 40(9) OF THE SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015

FOR THE HALF YEAR ENDED 30[th ] SEPTEMBER, 2019

We have examined the Share Transfer Deeds, Memorandum of Transfers, Registers, files and other documents relating to Phoenix Mills Limited ("the Company") maintained by Link Intime India Private Limited (herein after referred to as "the Registrar & Share Transfer Agents" or "the RTA") pertaining to transfer of Equity Shares of the Company for the period from 1[st ] April, 2019 to 30[th ] September, 2019 for the purpose of issuing a Certificate as per Regulation 40(9) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and based on the information provided by the RTA, we hereby certify that during half year ended on 30 [th ] September, 2019.

• The Company has delivered Share Certificates relating to the Share Transfer Deeds received during the period from 1st April, 2019 to 30th September, 2019 within Thirty days from respective date of lodgment thereof excepting those rejected on technical grounds.

• The Company and/or RT A have not received any requests for renewal, exchange or endorsement of calls/allotment monies.

Place: Mumbai Date: October 17, 2019

==> picture [86 x 84] intentionally omitted <==

For RATHI & ASSOCIATES C ,>--,.,..�'" ARIES HIMANSHU KAMDAR PARTNER FCS NO. 5171 COP NO.3030 UDIN. F005171A000104787