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Tharimmune, Inc. — Major Shareholding Notification 2024
Feb 14, 2024
34824_mrq_2024-02-14_9614d9ce-1979-45fc-81b4-360989e3d9b0.zip
Major Shareholding Notification
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SC 13G/A 1 j117244sc13ga1.htm AMENDMENT NO. 1
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Securities and Exchange Commission
Washington, DC 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Tharimmune, Inc.
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
432705200
(CUSIP Number)
December 31, 2023
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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Page 1 of 8 pages
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CUSIP No. 432705200 13G/A Page 2 of 8 Pages
| 1 | NameS of
Reporting Persons I.R.S. Identification NOS. of Above Persons (ENTITIES ONLY) TANG
CAPITAL PARTNERS, LP | |
| --- | --- | --- |
| 2 | Check
the Appropriate Box if a Member of a Group* | ( a ) ¨ ( b ) x |
| 3 | SEC Use Only | |
| 4 | Citizenship
or Place of Organization DELAWARE | |
| Number
of | 5 | Sole Voting
Power 0 |
| --- | --- | --- |
| Shares BENEFICIALLY Owned by | 6 | Shared Voting
Power 0 |
| Each Reporting Person with | 7 | Sole Dispositive
Power 0 |
| | 8 | Shared Dispositive
Power 0 |
| 9 | Aggregate
Amount Beneficially Owned by each Reporting Person 0 |
| --- | --- |
| 10 | Check Box
if the Aggregate Amount in Row (9) excludes certain shares ¨ |
| 11 | Percent of
Class represented by amount in row 9 0.0% |
| 12 | type of reporting
person pN |
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Page 2 of 8 pages
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CUSIP No. 432705200 13G/A Page 3 of 8 Pages
| 1 | NameS of
Reporting Persons I.R.S. Identification NOS. of Above Persons (ENTITIES ONLY) Tang
Capital Management, LLC | |
| --- | --- | --- |
| 2 | Check
the Appropriate Box if a Member of a Group* | ( a ) ¨ ( b ) x |
| 3 | SEC Use Only | |
| 4 | Citizenship
or Place of Organization DELAWARE | |
| Number
of | 5 | Sole Voting
Power 0 |
| --- | --- | --- |
| Shares BENEFICIALLY Owned by | 6 | Shared Voting
Power 0 |
| Each Reporting Person with | 7 | Sole Dispositive
Power 0 |
| | 8 | Shared Dispositive
Power 0 |
| 9 | Aggregate
Amount Beneficially Owned by each Reporting Person 0 |
| --- | --- |
| 10 | Check Box
if the Aggregate Amount in Row (9) excludes certain shares ¨ |
| 11 | Percent of
Class represented by amount in row 9 0.0% |
| 12 | type of reporting
person OO |
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Page 3 of 8 pages
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CUSIP No. 432705200 13G/A Page 4 of 8 Pages
| 1 | NameS of
Reporting Persons I.R.S. Identification NOS. of Above Persons (ENTITIES ONLY) Kevin
Tang | |
| --- | --- | --- |
| 2 | Check
the Appropriate Box if a Member of a Group* | ( a ) ¨ ( b ) x |
| 3 | SEC Use Only | |
| 4 | Citizenship
or Place of Organization united
states | |
| Number
of | 5 | Sole Voting
Power 0 |
| --- | --- | --- |
| Shares BENEFICIALLY Owned by | 6 | Shared Voting
Power 0 |
| Each Reporting Person with | 7 | Sole Dispositive
Power 0 |
| | 8 | Shared Dispositive
Power 0 |
| 9 | Aggregate
Amount Beneficially Owned by each Reporting Person 0 |
| --- | --- |
| 10 | Check Box
if the Aggregate Amount in Row (9) excludes certain shares ¨ |
| 11 | Percent of
Class represented by amount in row 9 0.0% |
| 12 | type of reporting
person IN |
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Item 1(a). Name of Issuer:
Tharimmune, Inc., a Delaware corporation (the “Issuer”)
Item 1(b). Address of Issuer’s Principal Executive Offices:
1200 Route 22 East, Suite 2000, Bridgewater, NJ 08807
Item 2(a). Name of Person Filing:
This Statement on Schedule 13G (this “Statement”) is filed by Tang Capital Partners, LP (“Tang Capital Partners”); Tang Capital Management, LLC, the general partner of Tang Capital Partners (“Tang Capital Management”); and Kevin Tang, the manager of Tang Capital Management.
Item 2(b). Address of Principal Business Office or, if none, Residence:
4747 Executive Drive, Suite 210, San Diego, CA 92121
Item 2(c). Citizenship:
Tang Capital Partners is a Delaware limited partnership. Tang Capital Management is a Delaware limited liability company. Mr. Tang is a United States citizen.
Item 2(d). Title of Class of Securities:
Common Stock, par value $0.0001 per share (the “Common Stock”)
Item 2(e). CUSIP Number: 432705200
Item 3. Not applicable.
Item 4. Ownership.
(a) Amount Beneficially Owned:
Tang Capital Partners. Tang Capital Partners beneficially owns 0 shares of the Issuer’s Common Stock.
Tang Capital Partners shares voting and dispositive power over such shares with Tang Capital Management and Kevin Tang.
Tang Capital Management. Tang Capital Management beneficially owns 0 shares of the Issuer’s Common Stock.
Tang Capital Management shares voting and dispositive power over such shares with Tang Capital Partners and Kevin Tang.
Kevin Tang. Kevin Tang beneficially owns 0 shares of the Issuer’s Common Stock.
Kevin Tang shares voting and dispositive power over such shares with Tang Capital Partners and Tang Capital Management.
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(b) Percent of Class:
| Tang Capital Partners | 0.0% |
|---|---|
| Tang Capital Management | 0.0% |
| Kevin Tang | 0.0% |
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
| Tang Capital Partners | 0 shares |
|---|---|
| Tang Capital Management | 0 shares |
| Kevin Tang | 0 shares |
(ii) shared power to vote or to direct the vote:
| Tang Capital Partners | 0 shares |
|---|---|
| Tang Capital Management | 0 shares |
| Kevin Tang | 0 shares |
(iii) sole power to dispose or to direct the disposition of:
| Tang Capital Partners | 0 shares |
|---|---|
| Tang Capital Management | 0 shares |
| Kevin Tang | 0 shares |
(iv) shared power to dispose or to direct the disposition of:
| Tang Capital Partners | 0 shares |
|---|---|
| Tang Capital Management | 0 shares |
| Kevin Tang | 0 shares |
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: x
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
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Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2024
| TANG CAPITAL PARTNERS, LP | |
|---|---|
| By: | Tang Capital Management, LLC, its General Partner |
| By: | /s/ Kevin Tang |
| Kevin Tang, Manager | |
| TANG CAPITAL MANAGEMENT, LLC | |
| By: | /s/ Kevin Tang |
| Kevin Tang, Manager | |
| /s/ Kevin Tang | |
| Kevin Tang |
Page 8 of 8 Pages
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