Thacker & Co. Ltd. — Regulatory Filings 2023

Apr 11, 2023

11th April, 2023

The Manager, Corporate Relationship Department, BSE Limited, Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai - 400 001.

Ref : Scrip Code – 509945

Sub: Certificate Under Regulation 40(9) Of SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015 for the financial year ended 31st March 2023.

Dear Sir/Madam,

Pursuant to Regulation 40(9) of SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015, please find enclosed herewith a copy of the certificate dated 10th April, 2023 issued by Parikh Parekh & Associates, Company Secretaries, for the financial year ended 31st March, 2023 for your information and record.

Kindly acknowledge receipt of the same.

Thanking you,

Yours faithfully,

For Thacker And Company Limited,

Shefali Patel

Company Secretary

Registered Off.: Bhogilal Hargovindas Building,Mezzanine Fl.18/20,K.Dubhash Marg, Mumbai-400001,India Corporate Office : Jatia Chambers, 60 Dr. V.B.Gandhi Marg, Mumbai-400001, India Tel: 91-22-30213333 Fax: +91-22-43553345, Web-Site : www.thacker.co.in ,E-mail: thacker@thacker.co.in CIN No. : L21098MH1878PLC000033

Office: 111, 11th floor, Sai-Dwar CHS Ltd., SAB TV Lane, Opp. Laxmi Industrial Estate, Off Link Road, Above Shabari Restaurant. Andheri (West). Mumbai-400 053. Tel.: 26301232 / 26301233 Email: cs@parikhassociates.com Website: www.parikhassociates.com Firm Unique Code: P1987MH010000

CERTIFICATE UNDER REGULATION 40(9) OF SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 FOR THE YEAR ENDED 31ST MARCH, 2023.

The Securities and Exchange Board of India (SEBI) vide gazette notification dated 8th June, 2018 and vide its press release dated 3rd December, 2018, amended Regulation 40 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and has mandated that the transfer of securities would be carried out only in dematerialized form w.e.f. 01^st April, 2019. SEBI vide its press release dated 27^th March, 2019 clarified that the transfer deeds lodged prior to deadline and returned due to deficiency in the document may be re-lodged for transfer even after the deadline of 01^st April, 2019. Further, SEBI vide its circular dated 07th September, 2020 has fixed 31^st March, 2021 as the cut-off date for re-lodgment of such transfer deeds and the shares that are re-lodged for transfers shall be issued only in demat mode. SEBI has specified operational quidelines for transfer and dematerialization of re-lodged physical shares vide its circular dated 02^nd December, 2020.

SEBI vide gazette notification dated 24^th January, 2022 read with SEBI circular no. SEBI/HO/MIRSD/MIRSD RTAMB/P/CIR/2022/8 dated 25th January, 2022 has mandated that companies shall effect issuance of certificates or receipts or advices, as applicable in dematerialized form only, while processing the service requests relating to Issue of duplicate securities certificate, Claim from Unclaimed Suspense Account, Renewal / Exchange of securities certificate, Endorsement, Sub-division / Splitting of securities certificate, Consolidation of securities certificates/folios, Transmission and Transposition.

Accordingly, on the basis of examination of the relevant documents relating to Thacker and Company Limited ('the Company') maintained and provided electronically by Satellite Corporate Services Pvt. Ltd., Registrar and Share Transfer Agents (RTA), pertaining to the financial year ended 31^st March, 2023 for the purpose of issuing a Certificate as per Regulation 40(9) of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, We hereby certify that:

A) As per the records made available to us there were no requests relating to transfers, transmission of securities, deletion of name, transposition of securities, sub-division (split), consolidation, renewal, exchange or endorsement of calls/allotment monies received during the financial year ended 31^st March, 2023.

B) Any other information, if applicable: -

Place: Mumbai Date: April 10, 2023 For Parikh Parekh & Associates Company Secretaries

Pravinten (Mandra Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria Maria

Signature:

P. N. Parikh FCS No: 327 CP No: 1228 UDIN: F000327E000052951 PR No: 723/2020