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TFS Financial CORP — Director's Dealing 2022
Dec 19, 2022
31194_dirs_2022-12-19_2e911b07-330f-450a-a530-586590944ce1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TFS Financial CORP (TFSL)
CIK: 0001381668
Period of Report: 2022-12-15
Reporting Person: Williams Ashley H (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-15 | Restricted Stock Units | $ | A | 7650 | Acquired | Common Stock (7650.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 42960 | Direct |
| Common Stock | 30000 | Indirect |
| Common Stock | 16200 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (10000.0) | 10000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F2: On December 15, 2022, the reporting person received a grant of 7,650 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023
F3: On December 20, 2018, the reporting person received a grant of 50,000 Restricted Stock Units ("RSUs"). These RSUs shall vest one-fifth (20%) per year beginning on December 10, 2019