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TFS Financial CORP — Director's Dealing 2017
Dec 15, 2017
31194_dirs_2017-12-15_4c68f10e-820e-46e0-9e9e-0beac04b66f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TFS Financial CORP (TFSL)
CIK: 0001381668
Period of Report: 2017-12-14
Reporting Person: Asher Anthony J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-15 | Common Stock | G | 2300 | — | Disposed | 0 | Direct |
| 2017-12-15 | Common Stock | G | 2300 | — | Acquired | 40280 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-14 | Restricted Stock Units | $ | A | 3600 | Acquired | Common Stock (3600.0) | Direct |
Footnotes
F1: On December 15, 2017, the reporting person gifted these shares to his wife, who shares reporting person's household.
F2: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F3: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.