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TFS Financial CORP — Director's Dealing 2016
Dec 12, 2016
31194_dirs_2016-12-12_122f6efe-b243-4494-a870-ba5ea89b1899.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TFS Financial CORP (TFSL)
CIK: 0001381668
Period of Report: 2016-12-10
Reporting Person: Ringenbach John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-10 | Common Stock | M | 2200 | — | Acquired | 23340 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-10 | Restricted Stock Units | $ | M | 2200 | Disposed | Common Stock (2200.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Indirect |
Footnotes
F1: The reportable person no longer has a reportable beneficial interest in the 4,469 shares of common stock owned by his daughter and included in the reporting person's prior ownership reports.
F2: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F3: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.