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TFS Financial CORP — Director's Dealing 2016
Dec 15, 2016
31194_dirs_2016-12-15_2d9644c6-7e25-46bf-9de0-f1175094aa6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TFS Financial CORP (TFSL)
CIK: 0001381668
Period of Report: 2016-12-13
Reporting Person: Asher Anthony J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-13 | Common Stock | G | 2200 | — | Disposed | 0 | Direct |
| 2016-12-13 | Common Stock | G | 2200 | — | Acquired | 59980 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-15 | Restricted Stock Units | $ | A | 2300 | Acquired | Common Stock (2300.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4165 | Indirect |
Footnotes
F1: On December 13, 2016, the reporting person gifted these shares to his wife, who shares reporting person's household.
F2: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F3: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.