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TFS Financial CORP Director's Dealing 2015

Dec 11, 2015

31194_dirs_2015-12-11_26475d4b-64ac-47f7-8f0b-f809460c3645.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TFS Financial CORP (TFSL)
CIK: 0001381668
Period of Report: 2015-12-10

Reporting Person: Ozan Terrence R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-10 Common Stock M 2800 Acquired 46400 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-10 Restricted Stock Units $ M 2800 Disposed Common Stock (2800.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (10000.0) 10000 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 2,800 Restricted Stock Units ("RSUs"). The RSU's will fully vest on December 10, 2015.

F3: As reported on a Form 4 filed May 26, 2011, the reporting person received a grant of 50,000 Restricted Stock Units ("RSUs") on May 26, 2011. On each annual vesting date, beginning on May 26, 2012 and ending May 26, 2016, 20% of the RSUs will vest which will result in the issuance of 10,000 shares of TFS Financial Corporation common stock to the reporting person.