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TETRA TECH INC — Director's Dealing 2021
Nov 22, 2021
30629_dirs_2021-11-22_a5287988-631e-42f8-8ad7-25edba937090.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2021-11-18
Reporting Person: BATRACK DAN L (Director, CHAIRMAN AND CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-18 | COMMON STOCK | M | 5308 | — | Acquired | 210033 | Direct |
| 2021-11-18 | COMMON STOCK | M | 4276 | — | Acquired | 214309 | Direct |
| 2021-11-18 | COMMON STOCK | M | 3279 | — | Acquired | 217588 | Direct |
| 2021-11-18 | COMMON STOCK | F | 9356 | $187.88 | Disposed | 208290 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-18 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | M | 5308 | Disposed | 2022-11-18 | COMMON STOCK (5308.0) | Direct |
| 2021-11-18 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | M | 4276 | Disposed | 2023-11-21 | COMMON STOCK (4276.0) | Direct |
| 2021-11-18 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | M | 3279 | Disposed | 2024-11-19 | COMMON STOCK (3279.0) | Direct |
Footnotes
F1: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.
F2: Represents the combined number of shares withheld to pay the related tax liability on a total of 17,237 restricted stock units (RSUs) which vested on 11/18/2021.
F3: Amount of securities beneficially owned have also been updated to reflect the acquisition of 58 shares of common stock pursuant to the Tetra Tech, Inc. Employee Stock Purchase Plan (ESPP) on December 15, 2020.
F4: The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.
F5: The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.
F6: The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.