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TETRA TECH INC — Director's Dealing 2020
Sep 4, 2020
30629_dirs_2020-09-04_22a384c1-340b-4b98-8082-ed5c46108508.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2020-09-02
Reporting Person: SHOEMAKER LESLIE L (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-02 | COMMON STOCK | M | 5000 | $24.26 | Acquired | 71907 | Direct |
| 2020-09-02 | COMMON STOCK | S | 5000 | $96.1483 | Disposed | 66907 | Direct |
| 2020-09-03 | COMMON STOCK | M | 5000 | $24.26 | Acquired | 71907 | Direct |
| 2020-09-03 | COMMON STOCK | S | 1600 | $95.86 | Disposed | 70307 | Direct |
| 2020-09-03 | COMMON STOCK | M | 13994 | $28.58 | Acquired | 84301 | Direct |
| 2020-09-03 | COMMON STOCK | S | 17394 | $93.9194 | Disposed | 66907 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-02 | STOCK OPTION (RIGHT TO BUY) | $24.26 | M | 5000 | Disposed | 2022-11-16 | COMMON STOCK (5000.0) | Direct |
| 2020-09-03 | STOCK OPTION (RIGHT TO BUY) | $24.26 | M | 5000 | Disposed | 2022-11-16 | COMMON STOCK (5000.0) | Direct |
| 2020-09-03 | STOCK OPTION (RIGHT TO BUY) | $28.58 | M | 13994 | Disposed | 2021-11-22 | COMMON STOCK (13994.0) | Direct |
Footnotes
F1: Amount of securities beneficially owned was updated to reflect that 96 shares of common stock were acquired by the Reporting Person on December 13, 2019, pursuant to the Tetra Tech, Inc. Employee Stock Purchase Plan (ESPP).
F2: $96.1483 is an average price. Shares were sold at prices ranging from $96.12 to $96.21 per share.
F3: $95.86 is an average price. Shares were sold at prices ranging from $95.67 to $96.06 per share.
F4: $93.9194 is an average price. Shares were sold at prices ranging from $93.00 to $94.12 per share.
F5: The option became exercisable as to 25% of the underlying shares on each anniversary of the grant date.