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TETRA TECH INC — Director's Dealing 2020
Nov 18, 2020
30629_dirs_2020-11-18_e2efc549-f96f-40a7-a1df-547ffe4fb811.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2020-11-16
Reporting Person: HADEN PATRICK C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-16 | COMMON STOCK | M | 4200 | $28.58 | Acquired | 12980 | Direct |
| 2020-11-16 | COMMON STOCK | M | 4200 | $27.26 | Acquired | 17180 | Direct |
| 2020-11-16 | COMMON STOCK | M | 4200 | $27.16 | Acquired | 21380 | Direct |
| 2020-11-16 | COMMON STOCK | M | 4200 | $40.80 | Acquired | 25580 | Direct |
| 2020-11-16 | COMMON STOCK | M | 4200 | $47.95 | Acquired | 29780 | Direct |
| 2020-11-16 | COMMON STOCK | S | 21000 | $122.8257 | Disposed | 8780 | Direct |
| 2020-11-18 | COMMON STOCK | M | 582 | — | Acquired | 9362 | Direct |
| 2020-11-18 | COMMON STOCK | A | 3600 | — | Acquired | 12962 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-16 | STOCK OPTION (RIGHT TO BUY) | $28.58 | M | 4200 | Disposed | 2021-11-22 | COMMON STOCK (4200.0) | Direct |
| 2020-11-16 | STOCK OPTION (RIGHT TO BUY) | $27.26 | M | 4200 | Disposed | 2023-11-21 | COMMON STOCK (4200.0) | Direct |
| 2020-11-16 | STOCK OPTION (RIGHT TO BUY) | $27.16 | M | 4200 | Disposed | 2025-11-20 | COMMON STOCK (4200.0) | Direct |
| 2020-11-16 | STOCK OPTION (RIGHT TO BUY) | $40.8 | M | 4200 | Disposed | 2026-11-20 | COMMON STOCK (4200.0) | Direct |
| 2020-11-16 | STOCK OPTION (RIGHT TO BUY) | $47.95 | M | 4200 | Disposed | 2027-11-17 | COMMON STOCK (4200.0) | Direct |
| 2020-11-18 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | M | 582 | Disposed | 2020-11-21 | COMMON STOCK (582.0) | Direct |
Footnotes
F1: $122.8257 is an average price. Shares were sold at prices ranging from $118.80 to $124.68 per share.
F2: Shares automatically acquired upon the vesting of restricted stock units (RSUs).
F3: Each RSU represented the right to receive one share of Tetra Tech common stock.
F4: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan.
F5: Each PSU represents the right to receive one share of Tetra Tech common stock.
F6: The option became exercisable as to 100% of the shares on the anniversary of the grant date.
F7: The option granted expires 8 years after the grant date.
F8: The option granted expires 10 years after the grant date.
F9: The restricted stock units (RSUs) became vested as to 100% of the shares underlying the RSUs on November 18, 2020.