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TETRA TECH INC Director's Dealing 2020

Nov 18, 2020

30629_dirs_2020-11-18_70fb8823-25db-49d2-acef-8b50a6d4e21b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2020-11-16

Reporting Person: Ritrievi Kimberly E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-16 COMMON STOCK M 4200 $27.16 Acquired 36719 Direct
2020-11-16 COMMON STOCK M 4200 $40.80 Acquired 40919 Direct
2020-11-16 COMMON STOCK M 4200 $47.95 Acquired 45119 Direct
2020-11-16 COMMON STOCK S 4076 $120.4615 Disposed 41043 Direct
2020-11-18 COMMON STOCK M 582 Acquired 41625 Direct
2020-11-18 COMMON STOCK A 3600 Acquired 45225 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-16 STOCK OPTION (RIGHT TO BUY) $27.16 M 4200 Disposed 2025-11-20 COMMON STOCK (4200.0) Direct
2020-11-16 STOCK OPTION (RIGHT TO BUY) $40.8 M 4200 Disposed 2026-11-20 COMMON STOCK (4200.0) Direct
2020-11-16 STOCK OPTION (RIGHT TO BUY) $47.95 M 4200 Disposed 2027-11-17 COMMON STOCK (4200.0) Direct
2020-11-18 RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) $0.0 M 582 Disposed 2020-11-21 COMMON STOCK (582.0) Direct

Footnotes

F1: $120.4615 is an average price. Shares were sold at prices ranging from $120.4411 to $120.4690 per share.

F2: Shares automatically acquired upon the vesting of restricted stock units (RSUs).

F3: The RSUs vested on 11/18/2020 are subject to the Reporting Person's deferral into the Issuer's Deferred Compensation Plan, and will be settled in shares of the Issuer's common stock according to the Reporting Person's elected distribution schedule.

F4: Each RSU represented the right to receive one share of Tetra Tech common stock.

F5: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan.

F6: The PSUs vested on 11/18/2020 are subject to the Reporting Person's deferral into the Issuer's Deferred Compensation Plan, and will be settled in shares of the Issuer's common stock according to the Reporting Person's elected distribution schedule.

F7: Each PSU represented the right to receive one share of Tetra Tech common stock.

F8: The option became exercisable as to 100% of the shares on the anniversary of the grant date.

F9: The option granted expires 10 years after the grant date.

F10: The restricted stock units (RSUs) became vested as to 100% of the shares underlying the RSUs on November 18, 2020.