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TETRA TECH INC — Director's Dealing 2020
Nov 19, 2020
30629_dirs_2020-11-19_295683a8-a54b-4ea5-b49d-01fe5b986a79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2020-11-17
Reporting Person: CHRISTENSEN CRAIG L (SVP, CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-17 | COMMON STOCK | M | 2487 | $28.58 | Acquired | 41026 | Direct |
| 2020-11-17 | COMMON STOCK | S | 2487 | $122 | Disposed | 38539 | Direct |
| 2020-11-18 | COMMON STOCK | G | 200 | — | Disposed | 38339 | Direct |
| 2020-11-18 | COMMON STOCK | M | 539 | — | Acquired | 38878 | Direct |
| 2020-11-18 | COMMON STOCK | M | 408 | — | Acquired | 39286 | Direct |
| 2020-11-18 | COMMON STOCK | A | 6878 | — | Acquired | 46164 | Direct |
| 2020-11-18 | COMMON STOCK | F | 4721 | $122 | Disposed | 41443 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-17 | STOCK OPTION (RIGHT TO BUY) | $28.58 | M | 2487 | Disposed | 2021-11-22 | COMMON STOCK (2487.0) | Direct |
| 2020-11-18 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | M | 539 | Disposed | 2022-11-18 | COMMON STOCK (539.0) | Direct |
| 2020-11-18 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | M | 408 | Disposed | 2023-11-21 | COMMON STOCK (408.0) | Direct |
Footnotes
F1: Bona fide gift. No compensation was given to the donor for the gifting of shares.
F2: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan.
F3: Represents the combined number of shares withheld to pay the related tax liability on a total of 6,878 performance stock units (PSUs) and 1,864 restricted stock units (RSUs) which vested on 11/18/2020.
F4: The option became exercisable as to 25% of the shares on each anniversary of the grant date.
F5: The option granted expires 8 years after the grant date.
F6: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.