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TETRA TECH INC — Director's Dealing 2020
Nov 19, 2020
30629_dirs_2020-11-19_8f920d13-81d7-46c2-97a4-b13ac9dd09db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2020-11-17
Reporting Person: Rynning Mark A (SVP, R & S Infrastructure)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-17 | COMMON STOCK | M | 1395 | $47.95 | Acquired | 2794 | Direct |
| 2020-11-17 | COMMON STOCK | S | 1395 | $125.485 | Disposed | 1399 | Direct |
| 2020-11-18 | COMMON STOCK | M | 539 | — | Acquired | 1938 | Direct |
| 2020-11-18 | COMMON STOCK | M | 466 | — | Acquired | 2404 | Direct |
| 2020-11-18 | COMMON STOCK | A | 6878 | — | Acquired | 9282 | Direct |
| 2020-11-18 | COMMON STOCK | F | 2684 | $122 | Disposed | 6598 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-17 | STOCK OPTION (RIGHT TO BUY) | $47.95 | M | 1395 | Disposed | 2027-11-17 | COMMON STOCK (1395.0) | Direct |
| 2020-11-18 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | M | 539 | Disposed | 2022-11-18 | COMMON STOCK (539.0) | Direct |
| 2020-11-18 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | M | 466 | Disposed | 2023-11-18 | COMMON STOCK (466.0) | Direct |
Footnotes
F1: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan.
F2: Represents the combined number of shares withheld to pay the related tax liability on a total of 6,878 performance stock units (PSUs) and 1,810 restricted stock units (RSUs) which vested on 11/18/2020.
F3: The option becomes exercisable as to 25% of the shares on each anniversary of the grant date.
F4: The option granted expires 10 years after the grant date.
F5: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.