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TETRA TECH INC — Director's Dealing 2019
Nov 20, 2019
30629_dirs_2019-11-20_c849f067-0cd3-4bc2-8077-4ece06fc2511.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2019-11-18
Reporting Person: CHRISTENSEN CRAIG L (SVP, CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-18 | COMMON STOCK | M | 539 | — | Acquired | 37929 | Direct |
| 2019-11-18 | COMMON STOCK | F | 717 | $87.15 | Disposed | 37212 | Direct |
| 2019-11-18 | COMMON STOCK | A | 6633 | — | Acquired | 43845 | Direct |
| 2019-11-18 | COMMON STOCK | F | 3262 | $87.15 | Disposed | 40583 | Direct |
| 2019-11-19 | COMMON STOCK | M | 5000 | $24.26 | Acquired | 45183 | Direct |
| 2019-11-18 | COMMON STOCK | S | 5000 | $87.0146 | Disposed | 40183 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-18 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | M | 539 | Acquired | 2022-11-18 | COMMON STOCK (539.0) | Direct |
| 2019-11-19 | STOCK OPTION (RIGHT TO BUY) | $24.26 | M | 5000 | Acquired | 2020-11-16 | COMMON STOCK (5000.0) | Direct |
Footnotes
F1: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.
F2: Represents the number of shares withheld to pay the related tax liability on a total of 1,457 restricted stock units (RSUs) which vested on 11/18/2019.
F3: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan.
F4: Each PSU represented the right to receive one share of Tetra Tech common stock.
F5: Represents the shares underlying PSUs which vested on 11/18/2019 and were withheld to pay the related tax liability.
F6: Amount of securities beneficially owned has also been updated to reflect the gift of 400 shares on November 19, 2019.
F7: $87.0146 is an average price. Shares were sold at prices ranging from $86.9709 to $87.13 per share.
F8: The restricted stock units (RSUs) vest in four equal annual installments beginning on November 18, 2019.
F9: The option became exercisable as to 25% of the shares on each anniversary of the grant date.