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TETRA TECH INC — Director's Dealing 2018
Nov 16, 2018
30629_dirs_2018-11-16_9b24f04b-58a0-4e4b-be33-a2773b897c7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2018-11-14
Reporting Person: BATRACK DAN L (Director, CHAIRMAN, CEO & PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-14 | COMMON STOCK | M | 30000 | $28.58 | Acquired | 305800 | Direct |
| 2018-11-14 | COMMON STOCK | S | 30000 | $65.3842 | Disposed | 275800 | Direct |
| 2018-11-15 | COMMON STOCK | M | 14869 | $28.58 | Acquired | 290669 | Direct |
| 2018-11-15 | COMMON STOCK | S | 14869 | $64.5546 | Disposed | 275800 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-14 | STOCK OPTION (RIGHT TO BUY) | $28.58 | M | 30000 | Disposed | 2021-11-22 | COMMON STOCK (30000.0) | Direct |
| 2018-11-15 | STOCK OPTION (RIGHT TO BUY) | $28.58 | M | 14869 | Disposed | 2021-11-22 | COMMON STOCK (14869.0) | Direct |
| 2018-11-15 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | A | 21232 | Acquired | 2022-11-18 | COMMON STOCK (21232.0) | Direct |
Footnotes
F1: $65.3842 is an average price. Shares were sold at prices ranging from $65.000 to $65.785 per share.
F2: $64.5546 is an average price. Shares were sold at prices ranging from $64.01 to $65.16 per share.
F3: The option was fully exercisable on November 22, 2017.
F4: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.
F5: The restricted stock units (RSUs) become vested as to 25% of the shares underlying the RSUs on November 18, 2019, and on each anniversary of that date until the RSUs are fully vested.