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TETRA TECH INC — Director's Dealing 2018
Nov 16, 2018
30629_dirs_2018-11-16_37ffe49c-c03b-4005-b15d-ebda80109504.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2018-11-14
Reporting Person: CHRISTENSEN CRAIG L (SVP, CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-14 | COMMON STOCK | G | 1500 | $64.95 | Disposed | 34400 | Direct |
| 2018-11-14 | COMMON STOCK | M | 6750 | $22.53 | Acquired | 41150 | Direct |
| 2018-11-14 | COMMON STOCK | S | 4371 | $66.314 | Disposed | 36779 | Direct |
| 2018-11-14 | COMMON STOCK | S | 2379 | $65.3567 | Disposed | 34400 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-14 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $22.53 | M | 6750 | Disposed | 2019-11-11 | COMMON STOCK (6750.0) | Direct |
| 2018-11-15 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | A | 2156 | Acquired | 2022-11-18 | COMMON STOCK (2156.0) | Direct |
Footnotes
F1: Bona fide gift. No compensation was given to the donor for the gifting of shares.
F2: The closing trading price of the common stock on the date of the gift was $64.95 per share.
F3: $66.314 is an average price. Shares were sold at prices ranging from $66.20 to $66.585 per share.
F4: $65.3567 is an average price. Shares were sold at prices ranging from $65.30 to $65.40 per share.
F5: The option was granted on November 11, 2011 and became exercisable as to 25% of the underlying shares on each anniversary date of the grant.
F6: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.
F7: The restricted stock units (RSUs) become vested as to 25% of the shares underlying the RSUs on November 18, 2019, and on each anniversary of that date until the RSUs are fully vested.