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Tesla, Inc. — Director's Dealing 2023
Mar 11, 2023
29741_dirs_2023-03-10_238aa1e2-fabb-4459-a124-69e8ca8a429c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2023-03-08
Reporting Person: Musk Elon (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-08 | Common Stock | M | 5250 | $2.79 | Acquired | 411056826 | Indirect |
| 2023-03-08 | Common Stock | M | 5250 | $6.67 | Acquired | 411062076 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-08 | Non-Qualifed Stock Option (right to buy) | $2.79 | M | 5250 | Disposed | 2023-04-08 | Common Stock (5250) | Direct |
| 2023-03-08 | Non-Qualifed Stock Option (right to buy) | $6.67 | M | 5250 | Disposed | 2023-06-10 | Common Stock (5250) | Direct |
Footnotes
F1: The Elon Musk Revocable Trust dated July 22, 2003, for which the reporting person is the trustee.
F2: Effective April 8, 2013, the Reporting Person was granted an option to purchase 5,250 shares of common stock, as adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020, and a three-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 24, 2022. The option award was granted as part of Tesla, Inc's company-wide patent incentive program, and the total number of shares subject to the option was vested and exercisable on the grant date of the option.
F3: Effective June 10, 2013, the Reporting Person was granted an option to purchase 5,250 shares of common stock, as adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020, and a three-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 24, 2022. The option award was granted as part of Tesla, Inc's company-wide patent incentive program, and the total number of shares subject to the option was vested and exercisable on the grant date of the option.