Tesla, Inc. — Director's Dealing 2023

Apr 12, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2023-04-01

Reporting Person: Zhu Xiaotong (SVP, Automotive)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	66098	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-Qualified Stock Option (right to buy)	$18.22	2029-04-19	Common Stock (486045)		Direct
Non-Qualified Stock Option (right to buy)	$18.44	2028-10-16	Common Stock (155100)		Direct
Non-Qualified Stock Option (right to buy)	$20.57	2028-08-20	Common Stock (295650)		Direct
Non-Qualified Stock Option (right to buy)	$143.61	2030-10-18	Common Stock (616377)		Direct
Non-Qualified Stock Option (right to buy)	$17.22	2029-07-19	Common Stock (373760)		Direct
Restricted Stock Unit	$0.0		Common Stock (15798)		Direct

Footnotes

F1: Represents a single option award grant with respect to 486,045 total shares initially. 1/4th of the total shares subject to the option became vested and exercisable on December 11, 2019, and 1/4th of the shares subject to the option became vested and exercisable on April 20, 2020, November 17, 2020, and August 19, 2022.

F2: Represents a single option award grant with respect to 155,100 total shares initially. 1/60th of the total shares subject to the option became vested and exercisable on November 1, 2018, and 1/60th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter.

F3: Represents option awards granted with respect to 375,000 total shares initially, which vest as follows: (a) with respect to 150,000 shares subject to the options, 1/48th of such shares became vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreements, and 1/48th of the shares become vested and exercisable on each monthly anniversary thereafter, and (b) with respect to 225,000 shares subject to the options, 1/60th of such shares became vested and exercisable on August 20, 2018, and 1/60th of the shares become vested and exercisable each month thereafter.

F4: Represents a single option award grant with respect to 616,377 total shares initially. 1/48th of the total shares subject to the option became vested and exercisable on December 5, 2020, and 1/48th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter.

F5: Represents a single option award grant with respect to 473,760 total shares initially. 1/60th of the total shares subject to the option became vested and exercisable on July 24, 2019, and 1/60th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter.

F6: 1/20th of the total 52,650 restricted stock units initially subject to this award vested on December 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2024.