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Tesla, Inc. — Director's Dealing 2022
Jan 8, 2022
29741_dirs_2022-01-07_02e606c9-cf21-4e3e-8a61-07ce31ad5cee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2022-01-05
Reporting Person: Taneja Vaibhav (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-05 | Common Stock | M | 7000 | $54.66 | Acquired | 29904.75 | Direct |
| 2022-01-05 | Common Stock | S | 100 | $1084.65 | Disposed | 29804.75 | Direct |
| 2022-01-05 | Common Stock | S | 100 | $1086.72 | Disposed | 29704.75 | Direct |
| 2022-01-05 | Common Stock | S | 260 | $1088.348 | Disposed | 29444.75 | Direct |
| 2022-01-05 | Common Stock | S | 100 | $1089.68 | Disposed | 29344.75 | Direct |
| 2022-01-05 | Common Stock | S | 100 | $1091.86 | Disposed | 29244.75 | Direct |
| 2022-01-05 | Common Stock | S | 100 | $1093.95 | Disposed | 29144.75 | Direct |
| 2022-01-05 | Common Stock | S | 200 | $1096.195 | Disposed | 28944.75 | Direct |
| 2022-01-05 | Common Stock | S | 100 | $1096.90 | Disposed | 28844.75 | Direct |
| 2022-01-05 | Common Stock | S | 100 | $1101.52 | Disposed | 28744.75 | Direct |
| 2022-01-05 | Common Stock | S | 200 | $1109.835 | Disposed | 28544.75 | Direct |
| 2022-01-05 | Common Stock | S | 100 | $1119.75 | Disposed | 28444.75 | Direct |
| 2022-01-05 | Common Stock | S | 200 | $1125.095 | Disposed | 28244.75 | Direct |
| 2022-01-05 | Common Stock | S | 100 | $1127.43 | Disposed | 28144.75 | Direct |
| 2022-01-05 | Common Stock | S | 100 | $1134.24 | Disposed | 28044.75 | Direct |
| 2022-01-05 | Common Stock | S | 500 | $1135.762 | Disposed | 27544.75 | Direct |
| 2022-01-05 | Common Stock | S | 300 | $1137.173 | Disposed | 27244.75 | Direct |
| 2022-01-05 | Common Stock | S | 400 | $1138.738 | Disposed | 26844.75 | Direct |
| 2022-01-05 | Common Stock | S | 300 | $1139.67 | Disposed | 26544.75 | Direct |
| 2022-01-05 | Common Stock | S | 200 | $1141.145 | Disposed | 26344.75 | Direct |
| 2022-01-05 | Common Stock | S | 200 | $1142.455 | Disposed | 26144.75 | Direct |
| 2022-01-05 | Common Stock | S | 300 | $1143.403 | Disposed | 25844.75 | Direct |
| 2022-01-05 | Common Stock | S | 100 | $1145.21 | Disposed | 25744.75 | Direct |
| 2022-01-05 | Common Stock | S | 340 | $1146.924 | Disposed | 25404.75 | Direct |
| 2022-01-05 | Common Stock | S | 300 | $1148.05 | Disposed | 25104.75 | Direct |
| 2022-01-05 | Common Stock | S | 100 | $1149.45 | Disposed | 25004.75 | Direct |
| 2022-01-05 | Common Stock | S | 300 | $1150.977 | Disposed | 24704.75 | Direct |
| 2022-01-05 | Common Stock | S | 400 | $1152.485 | Disposed | 24304.75 | Direct |
| 2022-01-05 | Common Stock | S | 100 | $1153.31 | Disposed | 24204.75 | Direct |
| 2022-01-05 | Common Stock | S | 200 | $1154.675 | Disposed | 24004.75 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-05 | Non-Qualifed Stock Option (right to buy) | $54.66 | M | 7000 | Disposed | 2029-04-19 | Common Stock (7000) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were automatically effected pursuant to a Rule 10b5-1 trading plan previously adopted on September 3, 2021.
F2: Out of the total of 7,000 shares sold, approximately 3,301 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 7,000 shares as reported herein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,087.960 to $1,088.590, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,095.900 to $1,096.490, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,109.640 to $1,110.030, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,124.780 to $1,125.410, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,135.530 to $1,136.000, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,136.950 to $1,137.450, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,138.500 to $1,138.890, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,139.540 to $1,139.900, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,140.840 to $1,141.450, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,142.110 to $1,142.800, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,143.330 to $1,143.480, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,146.500 to $1,147.280, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,147.720 to $1,148.630, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,150.760 to $1,151.290, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,152.000 to $1,152.870, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,154.380 to $1,154.970, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19: 1/8th of the shares subject to the option became vested and exercisable on September 13, 2019, and an additional 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter, until fully vested on March 13, 2023.