AI assistant
Tesla, Inc. — Director's Dealing 2021
Jan 6, 2021
29741_dirs_2021-01-05_e2d2f1a2-9fad-4b89-90a0-d22cc64b6ecb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2020-12-31
Reporting Person: Wilson-Thompson Kathleen (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | M | 13885 | $44.95 | Acquired | 15685 | Direct |
| 2020-12-31 | Common Stock | S | 883 | $692.736 | Disposed | 14802 | Direct |
| 2020-12-31 | Common Stock | S | 706 | $693.857 | Disposed | 14096 | Direct |
| 2020-12-31 | Common Stock | S | 1200 | $694.975 | Disposed | 12896 | Direct |
| 2020-12-31 | Common Stock | S | 800 | $696.045 | Disposed | 12096 | Direct |
| 2020-12-31 | Common Stock | S | 2796 | $697.292 | Disposed | 9300 | Direct |
| 2020-12-31 | Common Stock | S | 4164 | $698.339 | Disposed | 5136 | Direct |
| 2020-12-31 | Common Stock | S | 1466 | $698.988 | Disposed | 3670 | Direct |
| 2020-12-31 | Common Stock | S | 1070 | $700.529 | Disposed | 2600 | Direct |
| 2020-12-31 | Common Stock | S | 100 | $701.0 | Disposed | 2500 | Direct |
| 2020-12-31 | Common Stock | S | 700 | $702.077 | Disposed | 1800 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Non-Qualified Stock Option (right to buy) | $44.95 | M | 13885 | Disposed | 2026-06-18 | Common Stock (13885) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2020.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $692.200 to $692.960, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $693.32 to $694.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $694.435 to $695.340, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $695.600 to $696.490, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $696.760 to $697.740, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $697.790 to $698.750, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $698.790 to $699.450, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $699.950 to $700.864, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $702.000 to $702.270, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary of the grant date beginning on July 18, 2019, such that all shares subject to the Option shall be fully vested and exercisable by June 18, 2022.