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Tesla, Inc. — Director's Dealing 2021
May 13, 2021
29741_dirs_2021-05-12_35998cc9-6b0a-4d64-a899-5aa58650af72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2021-05-10
Reporting Person: Guillen Jerome M (President, Heavy Trucking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock | M | 10000 | $55.32 | Acquired | 60598 | Direct |
| 2021-05-10 | Common Stock | S | 277 | $628.456 | Disposed | 60321 | Direct |
| 2021-05-10 | Common Stock | S | 387 | $629.459 | Disposed | 59934 | Direct |
| 2021-05-10 | Common Stock | S | 200 | $631.375 | Disposed | 59734 | Direct |
| 2021-05-10 | Common Stock | S | 300 | $632.633 | Disposed | 59434 | Direct |
| 2021-05-10 | Common Stock | S | 800 | $634.989 | Disposed | 58634 | Direct |
| 2021-05-10 | Common Stock | S | 400 | $636.045 | Disposed | 58234 | Direct |
| 2021-05-10 | Common Stock | S | 400 | $637.073 | Disposed | 57834 | Direct |
| 2021-05-10 | Common Stock | S | 400 | $639.14 | Disposed | 57434 | Direct |
| 2021-05-10 | Common Stock | S | 284 | $640.077 | Disposed | 57150 | Direct |
| 2021-05-10 | Common Stock | S | 400 | $641.34 | Disposed | 56750 | Direct |
| 2021-05-10 | Common Stock | S | 300 | $643.097 | Disposed | 56450 | Direct |
| 2021-05-10 | Common Stock | S | 1010 | $644.397 | Disposed | 55440 | Direct |
| 2021-05-10 | Common Stock | S | 785 | $645.101 | Disposed | 54655 | Direct |
| 2021-05-10 | Common Stock | S | 457 | $646.288 | Disposed | 54198 | Direct |
| 2021-05-10 | Common Stock | S | 800 | $647.676 | Disposed | 53398 | Direct |
| 2021-05-10 | Common Stock | S | 400 | $648.785 | Disposed | 52998 | Direct |
| 2021-05-10 | Common Stock | S | 300 | $650.09 | Disposed | 52698 | Direct |
| 2021-05-10 | Common Stock | S | 100 | $651.29 | Disposed | 52598 | Direct |
| 2021-05-10 | Common Stock | S | 400 | $652.71 | Disposed | 52198 | Direct |
| 2021-05-10 | Common Stock | S | 500 | $653.932 | Disposed | 51698 | Direct |
| 2021-05-10 | Common Stock | S | 300 | $654.873 | Disposed | 51398 | Direct |
| 2021-05-10 | Common Stock | S | 200 | $656.0 | Disposed | 51198 | Direct |
| 2021-05-10 | Common Stock | S | 100 | $657.51 | Disposed | 51098 | Direct |
| 2021-05-10 | Common Stock | S | 200 | $659.805 | Disposed | 50898 | Direct |
| 2021-05-10 | Common Stock | S | 100 | $660.72 | Disposed | 50798 | Direct |
| 2021-05-10 | Common Stock | S | 100 | $663.55 | Disposed | 50698 | Direct |
| 2021-05-10 | Common Stock | S | 100 | $664.77 | Disposed | 50598 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Non-Qualified Stock Option (right to buy) | $55.32 | M | 10000 | Disposed | 2028-10-16 | Common Stock (10000) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $628.150 to $629.060, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $629.390 to $629.570, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $631.350 to $631.400, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.400 to $632.970, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.440 to $635.370, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $635.610 to $636.320, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.750 to $637.590, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $638.590 to $639.380, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $639.900 to $640.250, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $640.940 to $641.570, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $642.630 to $643.550, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $643.810 to $644.800, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $644.810 to $645.390, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $645.900 to $646.780, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $647.350 to $648.160, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $648.430 to $649.050, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $649.890 to $650.470, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $652.320 to $653.210, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $653.400 to $654.380, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F21: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $654.440 to $655.290, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F22: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $655.900 to $656.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F23: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $659.520 to $660.090, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F24: 6/60th of the shares subject to the option became vested and exercisable on April 1, 2019, and 1/60th of the shares subject to the option shall become vested and exercisable each month thereafter, so that all such shares subject to this option shall be fully vested as of October 1, 2023.