Tesla, Inc. — Director's Dealing 2021

Jun 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2021-06-05

Reporting Person: Kirkhorn Zachary (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-05	Common Stock	M	360	$0.0	Acquired	55094	Direct
2021-06-05	Common Stock	M	312	$0.0	Acquired	55406	Direct
2021-06-05	Common Stock	M	215	$0.0	Acquired	55621	Direct
2021-06-05	Common Stock	M	908	$0.0	Acquired	56529	Direct
2021-06-05	Common Stock	M	4500	$0.0	Acquired	61029	Direct
2021-06-07	Common Stock	S	3022	$587.844	Disposed	58007	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-05	Restricted Stock Unit	$0.0	M	360	Disposed		Common Stock (360)	Direct
2021-06-05	Restricted Stock Unit	$0.0	M	312	Disposed		Common Stock (312)	Direct
2021-06-05	Restricted Stock Unit	$0.0	M	215	Disposed		Common Stock (215)	Direct
2021-06-05	Restricted Stock Unit	$0.0	M	908	Disposed		Common Stock (908)	Direct
2021-06-05	Restricted Stock Unit	$0.0	M	4500	Disposed		Common Stock (4500)	Direct

Footnotes

F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2021.

F2: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $587.825 to $587.848, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2021.

F5: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021.

F6: 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023.

F7: 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019, and 1/16th of the total units initially subject to this award vest every quarter thereafter, so that all such shares subject to this award will be fully vested on June 5, 2023.