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Tesla, Inc. — Director's Dealing 2021
Dec 29, 2021
29741_dirs_2021-12-28_c026849d-c89c-43bf-bab0-3ce6e86e844c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2021-12-28
Reporting Person: Musk Elon (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-28 | Common Stock | S | 500 | $1109.31 | Disposed | 630241 | Direct |
| 2021-12-28 | Common Stock | S | 2008 | $1110.95 | Disposed | 628233 | Direct |
| 2021-12-28 | Common Stock | S | 2600 | $1112.135 | Disposed | 625633 | Direct |
| 2021-12-28 | Common Stock | S | 3947 | $1115.081 | Disposed | 621686 | Direct |
| 2021-12-28 | Common Stock | S | 900 | $1116.15 | Disposed | 620786 | Direct |
| 2021-12-28 | Common Stock | S | 700 | $1117.92 | Disposed | 620086 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 177032165 | Indirect |
Footnotes
F1: THE TRANSACTIONS REPORTED ON THIS FORM 4 WERE AUTOMATICALLY EFFECTED PURSUANT TO A RULE 10B5-1 TRADING PLAN PREVIOUSLY ADOPTED ON SEPTEMBER 14, 2021 AND ESTABLISHED BY THE REPORTING PERSON FOR THE PURPOSE OF AN ORDERLY SALE OF SHARES RELATED TO THE EXERCISES OF OPTIONS SCHEDULED TO EXPIRE IN 2022. THIS RULE 10B5-1 TRADING PLAN WAS COMPLETED ON DECEMBER 28, 2021.
F2: The shares of common stock were sold solely to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 1,554,176 shares as reported herein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,112.040 to $1,112.450, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,115.040 to $1,115.740, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The Elon Musk Revocable Trust dated July 22, 2003, for which the reporting person is trustee.