Tesla, Inc. — Director's Dealing 2020

Sep 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2020-09-05

Reporting Person: Taneja Vaibhav (Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-05	Common Stock	M	385	$0.0	Acquired	14043	Direct
2020-09-05	Common Stock	M	539	$0.0	Acquired	14582	Direct
2020-09-05	Common Stock	M	129	$0.0	Acquired	14711	Direct
2020-09-05	Common Stock	M	363	$0.0	Acquired	15074	Direct
2020-09-05	Common Stock	M	2250	$0.0	Acquired	17324	Direct
2020-09-08	Common Stock	F	194	$352.945	Disposed	17130	Direct
2020-09-08	Common Stock	F	33	$337.595	Disposed	17097	Direct
2020-09-08	Common Stock	F	271	$352.945	Disposed	16826	Direct
2020-09-08	Common Stock	F	47	$337.595	Disposed	16779	Direct
2020-09-08	Common Stock	F	65	$352.945	Disposed	16714	Direct
2020-09-08	Common Stock	F	11	$337.595	Disposed	16703	Direct
2020-09-08	Common Stock	F	183	$352.945	Disposed	16520	Direct
2020-09-08	Common Stock	F	31	$337.595	Disposed	16489	Direct
2020-09-08	Common Stock	F	1130	$352.945	Disposed	15359	Direct
2020-09-08	Common Stock	F	195	$337.595	Disposed	15164	Direct
2020-09-09	Common Stock	F	11	$354.598	Disposed	15153	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-05	Restricted Stock Unit	$0.0	M	385	Disposed		Common Stock (385)	Direct
2020-09-05	Restricted Stock Unit	$0.0	M	539	Disposed		Common Stock (539)	Direct
2020-09-05	Restricted Stock Unit	$0.0	M	129	Disposed		Common Stock (129)	Direct
2020-09-05	Restricted Stock Unit	$0.0	M	363	Disposed		Common Stock (363)	Direct
2020-09-05	Restricted Stock Unit	$0.0	M	2250	Disposed		Common Stock (2250)	Direct

Footnotes

F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on September 5, 2020, as adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020.

F2: Amount of securities beneficially owned includes 13 shares acquired on August 31, 2020 under the Tesla, Inc. Employee Stock Purchase Plan.

F3: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.

F4: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021.

F5: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2018, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2022.

F6: 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested by December 5, 2023.

F7: 1/16th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2022.

F8: 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019, and 1/16th of the total units initially subject to this award vest every quarter thereafter, so that all such shares subject to this award will be fully vested on June 5, 2023.