Tesla, Inc. — Director's Dealing 2020

Feb 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2020-02-03

Reporting Person: Guillen Jerome M (President, Automotive)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-03	Common Stock	M	1500	$712.724	Acquired	10736	Direct
2020-02-03	Common Stock	S	100	$674.55	Disposed	10636	Direct
2020-02-03	Common Stock	S	100	$684.46	Disposed	10536	Direct
2020-02-03	Common Stock	S	100	$694.75	Disposed	10436	Direct
2020-02-03	Common Stock	S	100	$701.03	Disposed	10336	Direct
2020-02-03	Common Stock	S	100	$711.13	Disposed	10236	Direct
2020-02-03	Common Stock	S	100	$712.99	Disposed	10136	Direct
2020-02-03	Common Stock	S	100	$716.03	Disposed	10036	Direct
2020-02-03	Common Stock	S	100	$717.05	Disposed	9936	Direct
2020-02-03	Common Stock	S	200	$721.845	Disposed	9736	Direct
2020-02-03	Common Stock	S	100	$722.77	Disposed	9636	Direct
2020-02-03	Common Stock	S	200	$726.954	Disposed	9436	Direct
2020-02-03	Common Stock	S	200	$729.25	Disposed	9236	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-03	Non-Qualified Stock Option (right to buy)	$139.34	M	1500	Disposed	2024-01-13	Common Stock (1500)	Direct

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2019.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $721.54 to 722.15, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $726.87 to $727.03, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $729.13 to $729.37, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: 1/4th of the shares subject to the option vested and became exercisable on each of October 6, 2015, May 15, 2017, and July 30, 2017, and the remainder of the shares subject to the option shall become vested and exercisable upon achievement of a certain performance milestone specified in the option agreement.