Tesla, Inc. — Director's Dealing 2020

Mar 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2020-03-05

Reporting Person: Kirkhorn Zachary (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-05	Common Stock	M	77	$0.0	Acquired	10771	Direct
2020-03-05	Common Stock	M	73	$0.0	Acquired	10844	Direct
2020-03-05	Common Stock	M	71	$0.0	Acquired	10915	Direct
2020-03-05	Common Stock	M	62	$0.0	Acquired	10977	Direct
2020-03-05	Common Stock	M	43	$0.0	Acquired	11020	Direct
2020-03-05	Common Stock	M	182	$0.0	Acquired	11202	Direct
2020-03-05	Common Stock	M	900	$0.0	Acquired	12102	Direct
2020-03-06	Common Stock	F	33	$698.73	Disposed	12069	Direct
2020-03-06	Common Stock	F	29	$698.706	Disposed	12040	Direct
2020-03-06	Common Stock	F	25	$698.905	Disposed	12015	Direct
2020-03-06	Common Stock	F	23	$698.656	Disposed	11992	Direct
2020-03-06	Common Stock	F	16	$698.905	Disposed	11976	Direct
2020-03-06	Common Stock	F	66	$698.729	Disposed	11910	Direct
2020-03-06	Common Stock	F	328	$698.766	Disposed	11582	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-05	Restricted Stock Unit	$0.0	M	77	Disposed		Common Stock (77)	Direct
2020-03-05	Restricted Stock Unit	$0.0	M	73	Disposed		Common Stock (73)	Direct
2020-03-05	Restricted Stock Unit	$0.0	M	71	Disposed		Common Stock (71)	Direct
2020-03-05	Restricted Stock Unit	$0.0	M	62	Disposed		Common Stock (62)	Direct
2020-03-05	Restricted Stock Unit	$0.0	M	43	Disposed		Common Stock (43)	Direct
2020-03-05	Restricted Stock Unit	$0.0	M	182	Disposed		Common Stock (182)	Direct
2020-03-05	Restricted Stock Unit	$0.0	M	900	Disposed		Common Stock (900)	Direct

Footnotes

F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on March 5, 2020

F2: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.

F3: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2020.

F4: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2020.

F5: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2021.

F6: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021.

F7: 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023.

F8: 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019 and 1/16th of the total units initially subject to this award vest every quarter thereafter, until fully vested on June 5, 2023.