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Tesla, Inc. Director's Dealing 2020

Jun 10, 2020

29741_dirs_2020-06-09_86088909-2fa4-425b-96e2-0d840eec865d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2020-06-05

Reporting Person: Kirkhorn Zachary (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-05 Common Stock M 78 $0.0 Acquired 11210 Direct
2020-06-05 Common Stock M 73 $0.0 Acquired 11283 Direct
2020-06-05 Common Stock M 72 $0.0 Acquired 11355 Direct
2020-06-05 Common Stock M 63 $0.0 Acquired 11418 Direct
2020-06-05 Common Stock M 43 $0.0 Acquired 11461 Direct
2020-06-05 Common Stock M 181 $0.0 Acquired 11642 Direct
2020-06-05 Common Stock M 900 $0.0 Acquired 12542 Direct
2020-06-08 Common Stock F 40 $923.85 Disposed 12502 Direct
2020-06-08 Common Stock F 37 $923.85 Disposed 12465 Direct
2020-06-08 Common Stock F 37 $923.85 Disposed 12428 Direct
2020-06-08 Common Stock F 32 $923.85 Disposed 12396 Direct
2020-06-08 Common Stock F 22 $923.85 Disposed 12374 Direct
2020-06-08 Common Stock F 91 $923.85 Disposed 12283 Direct
2020-06-08 Common Stock F 452 $923.85 Disposed 11831 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-05 Restricted Stock Unit $0.0 M 78 Disposed Common Stock (78) Direct
2020-06-05 Restricted Stock Unit $0.0 M 73 Disposed Common Stock (73) Direct
2020-06-05 Restricted Stock Unit $0.0 M 72 Disposed Common Stock (72) Direct
2020-06-05 Restricted Stock Unit $0.0 M 63 Disposed Common Stock (63) Direct
2020-06-05 Restricted Stock Unit $0.0 M 43 Disposed Common Stock (43) Direct
2020-06-05 Restricted Stock Unit $0.0 M 181 Disposed Common Stock (181) Direct
2020-06-05 Restricted Stock Unit $0.0 M 900 Disposed Common Stock (900) Direct

Footnotes

F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2020

F2: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.

F3: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2016, and 1/16th of the total units initially subject to this award vested every three months thereafter, so that all such shares subject to this award were fully vested as of June 5, 2020.

F4: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2020.

F5: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2021.

F6: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021.

F7: 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023.

F8: 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019, and 1/16th of the total units initially subject to this award vest every quarter thereafter, so that all such shares subject to this award will be fully vested on June 5, 2023.