Tesla, Inc. — Director's Dealing 2020

Jun 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2020-06-05

Reporting Person: Taneja Vaibhav (Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-05	Common Stock	M	77	$0.0	Acquired	2514	Direct
2020-06-05	Common Stock	M	108	$0.0	Acquired	2622	Direct
2020-06-05	Common Stock	M	26	$0.0	Acquired	2648	Direct
2020-06-05	Common Stock	M	72	$0.0	Acquired	2720	Direct
2020-06-05	Common Stock	M	450	$0.0	Acquired	3170	Direct
2020-06-08	Common Stock	F	39	$923.85	Disposed	3131	Direct
2020-06-08	Common Stock	F	55	$923.88	Disposed	3076	Direct
2020-06-08	Common Stock	F	14	$923.85	Disposed	3062	Direct
2020-06-08	Common Stock	F	37	$923.85	Disposed	3025	Direct
2020-06-08	Common Stock	F	226	$923.85	Disposed	2799	Direct
2020-06-08	Common Stock	M	500	$273.26	Acquired	3299	Direct
2020-06-08	Common Stock	S	500	$949.76	Disposed	2799	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-08	Non-Qualified Stock Option (right to buy)	$273.26	M	500	Disposed	2029-04-19	Common Stock (500)	Direct
2020-06-05	Restricted Stock Unit	$0.0	M	77	Disposed		Common Stock (77)	Direct
2020-06-05	Restricted Stock Unit	$0.0	M	108	Disposed		Common Stock (108)	Direct
2020-06-05	Restricted Stock Unit	$0.0	M	26	Disposed		Common Stock (26)	Direct
2020-06-05	Restricted Stock Unit	$0.0	M	72	Disposed		Common Stock (72)	Direct
2020-06-05	Restricted Stock Unit	$0.0	M	450	Disposed		Common Stock (450)	Direct

Footnotes

F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2020

F2: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.

F3: Includes 320 shares sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of, stock options to purchase 500 shares as reported herein.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $949.690 to $949.800, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: 1/8th of the shares subject to the option will become vested and exercisable on September 13, 2019, and an additional 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter, until fully vested on March 13, 2023.

F6: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021.

F7: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2018, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2022.

F8: 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested by December 5, 2023.

F9: 1/16th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2022.

F10: 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019, and 1/16th of the total units initially subject to this award vest every quarter thereafter, so that all such shares subject to this award will be fully vested on June 5, 2023.