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Tesla, Inc. — Director's Dealing 2020
Sep 10, 2020
29741_dirs_2020-09-09_eddeacf6-2643-4d04-81be-a24d65f38a6c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2020-09-05
Reporting Person: Baglino Andrew D (SVP Powertrain and Energy Eng.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-05 | Common Stock | M | 923 | $0.0 | Acquired | 21033 | Direct |
| 2020-09-05 | Common Stock | M | 861 | $0.0 | Acquired | 21894 | Direct |
| 2020-09-08 | Common Stock | F | 464 | $352.945 | Disposed | 21430 | Direct |
| 2020-09-08 | Common Stock | F | 80 | $337.595 | Disposed | 21350 | Direct |
| 2020-09-08 | Common Stock | F | 433 | $352.945 | Disposed | 20917 | Direct |
| 2020-09-08 | Common Stock | F | 74 | $337.595 | Disposed | 20843 | Direct |
| 2020-09-09 | Common Stock | F | 6 | $354.598 | Disposed | 20837 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-05 | Restricted Stock Unit | $0.0 | M | 923 | Disposed | Common Stock (923) | Direct | |
| 2020-09-05 | Restricted Stock Unit | $0.0 | M | 861 | Disposed | Common Stock (861) | Direct |
Footnotes
F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on September 5, 2020, as adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020.
F2: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
F3: 1/16th of the total restricted stock units initially subject to this award vested on June 5, 2018, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of March 5, 2022.
F4: 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023.