Tesla, Inc. — Director's Dealing 2020

Sep 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2020-09-05

Reporting Person: Kirkhorn Zachary (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-05	Common Stock	M	360	$0.0	Acquired	57015	Direct
2020-09-05	Common Stock	M	312	$0.0	Acquired	57327	Direct
2020-09-05	Common Stock	M	215	$0.0	Acquired	57542	Direct
2020-09-05	Common Stock	M	907	$0.0	Acquired	58449	Direct
2020-09-05	Common Stock	M	4500	$0.0	Acquired	62949	Direct
2020-09-05	Common Stock	M	370	$0.0	Acquired	63319	Direct
2020-09-08	Common Stock	F	32	$337.595	Disposed	63287	Direct
2020-09-08	Common Stock	F	186	$352.945	Disposed	63101	Direct
2020-09-08	Common Stock	F	31	$337.595	Disposed	63070	Direct
2020-09-08	Common Stock	F	181	$352.945	Disposed	62889	Direct
2020-09-08	Common Stock	F	27	$337.595	Disposed	62862	Direct
2020-09-08	Common Stock	F	157	$352.945	Disposed	62705	Direct
2020-09-08	Common Stock	F	19	$337.595	Disposed	62686	Direct
2020-09-08	Common Stock	F	108	$352.945	Disposed	62578	Direct
2020-09-08	Common Stock	F	78	$337.595	Disposed	62500	Direct
2020-09-08	Common Stock	F	456	$352.945	Disposed	62044	Direct
2020-09-08	Common Stock	F	390	$337.595	Disposed	61654	Direct
2020-09-08	Common Stock	F	2260	$352.945	Disposed	59394	Direct
2020-09-09	Common Stock	F	20	$354.598	Disposed	59374	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-05	Restricted Stock Unit	$0.0	M	370	Disposed		Common Stock (370)	Direct
2020-09-05	Restricted Stock Unit	$0.0	M	360	Disposed		Common Stock (360)	Direct
2020-09-05	Restricted Stock Unit	$0.0	M	312	Disposed		Common Stock (312)	Direct
2020-09-05	Restricted Stock Unit	$0.0	M	215	Disposed		Common Stock (215)	Direct
2020-09-05	Restricted Stock Unit	$0.0	M	907	Disposed		Common Stock (907)	Direct
2020-09-05	Restricted Stock Unit	$0.0	M	4500	Disposed		Common Stock (4500)	Direct

Footnotes

F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on September 5, 2020, as adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020.

F2: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.

F3: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2020.

F4: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2021.

F5: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021.

F6: 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023.

F7: 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019, and 1/16th of the total units initially subject to this award vest every quarter thereafter, so that all such shares subject to this award will be fully vested on June 5, 2023.